Compliance Officer
2 weeks ago
We are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our operations comply with regulatory requirements.
Key Responsibilities:- Leading and coordinating external CASS audits, including planning, fieldwork, testing, reporting, and closure.
- Managing inter-dependencies between CASS and statutory audits.
- Working closely with external audit teams and internal business areas to ensure audit work is managed efficiently and effectively.
- Providing regular audit status updates to senior management and stakeholders.
- Strong understanding of CASS regulations, particularly chapters 6, 7, 8, and 10 of the CASS handbook.
- Excellent leadership and communication skills.
- Ability to manage cross-functional teams and coordinate work across different departments.
- Experience working with Microsoft Office, including Excel, Word, and PowerPoint.
- Good problem-solving and decision-making skills, with the ability to compile and evaluate data for decision-making.
- Estimated salary range: £45,000 - £52,000 per annum, depending on experience.
- 26 days' annual leave, increasing to 31 days with length of service.
- Holiday buy and sell scheme.
- A choice of pension schemes with matched contributions up to 7%.
- Discretionary bonus scheme.
- Annual free share awards scheme.
- Buy As You Earn (BAYE) Scheme.
- Health Cash Plan – provided by Medicash.
- Discounted private healthcare scheme and dental plan.
- Free gym membership, with an on-site gym providing a wide range of free classes.
- Employee Assistance Programme.
- Sick pay+ pledge.
- Enhanced maternity, paternity, and shared parental leave.
- Discounted nursery fees at Kids Planet on Exchange Quay.
- Loans for travel season tickets.
- Charitable giving opportunities through salary sacrifice.
- Calendar of social events, including monthly payday drinks, annual Christmas party, summer party, and much more.
- Parking at Exchange Quay.
- Personal development programmes built around you and your career goals, including access to personal skills workshops.
- Ongoing technical training.
- Peer recognition scheme, with rewards including restaurant and shopping vouchers or time off.
- Monthly leadership breakfasts and lunches.
- Casual dress code.
- Access to a range of benefits from our sponsorship deals.
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