Compliance and Regulatory Director

1 month ago


Manchester, United Kingdom BNY Full time

Job Overview

We are seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of the team, you will be responsible for providing oversight and challenge at CASS Forums, liaising with business and senior management on regulatory risk, and representing compliance on regulatory change projects.

About the Role

  • Representing Compliance at CASS Forums to provide oversight and challenge.
  • Liaising with and overseeing the business and Senior Management in respect to existing and emerging issues, risks, and breaches.
  • Representing Compliance on Regulatory Change Projects that are impacted by CASS.
  • Liaising with Line of Business Compliance in relation to new business and new products for any CASS considerations.
  • Performing Regulatory Risk Assessments in relation to CASS and helping develop the annual Compliance Plan in relation to CASS.
  • Representing Compliance on Client engagements.

Requirements

  • Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background.
  • A compliance qualification would be a distinct advantage.
  • Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance.
  • Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm.

Compensation and Benefits

The estimated salary for this role is £60,000 - £80,000 per annum, depending on experience. BNY offers competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and pay-for-performance philosophy. The company provides access to flexible global resources and tools for your life's journey, focusing on health, personal resilience, and financial goals as a valued member of the team.



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