Director of Regulatory Compliance
2 days ago
About the Role
">The successful candidate will be responsible for leading the company's financial reporting efforts, ensuring compliance with regulatory requirements, and providing expert advice to the business.
">- Main Responsibilities:
- Manage the Group's annual ICARA process, including the preparation of the Group's ICARA, wind down and recovery plan, co-ordinating with Risk, Finance and Operations.
- Maintain knowledge of legislative and regulatory developments and external reporting requirements.
- Lead the research and implementation of revised prudential regulatory reporting requirements and industry best practices.
- Provide support, advice and education to the business on the implementation of regulatory requirements.
- Prepare the Group's annual ICARA regulatory submissions to the FCA.
- Manage the relationship with the Group's regulatory reporting external advisers.
- Review and develop policies and procedures to enhance the control and review framework.
Key Skills and Qualifications
- Qualifications:
- Qualified accountant (ACCA/ACA with at least 2 years PQE)
- Skills:
- Excellent verbal and written communication
- Planning, organisation and time management skill with ability to prioritise
- Ability to work to tight reporting deadlines
- Strong technical skills
- Logical mindset; able to solve problems
- Disciplined, methodical and rigorous combining 'eye for detail' with ability to understand wider context
- Comfortable working in a fast-paced environment
- Flexible and highly motivated
- Ability to work unsupervised
- Strong IT skills including Microsoft Excel
- What We Offer
- A competitive starting salary of up to £60,000 DOE, plus a range of benefits including a generous holiday entitlement, flexible working arrangements, and ongoing training and development opportunities.
- A supportive and inclusive work environment, with a focus on employee well-being and career progression.
- The opportunity to work with a leading investment platform business, shaping the future of financial services and making a real impact on people's lives.
- A comprehensive package of benefits, including private health insurance, life assurance, and income protection.
- The chance to collaborate with a talented and dedicated team, driving innovation and excellence in everything we do.
Location and Culture
We are based in the North West of England, with easy access to major transportation links and amenities.
Our culture is built on a strong set of values, including teamwork, integrity, and customer focus.
We believe in investing in our people, providing opportunities for growth and development, and promoting a healthy work-life balance.
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