Regulatory Compliance Manager

1 day ago


Manchester, United Kingdom D&R Recruitment Limited Full time
Job Title: Regulatory Compliance Manager

About the Organisation

A leading specialist lender in Bridging Finance and Buy-to-Let (BTL) mortgages requires a highly skilled Regulatory Compliance Manager to join its vibrant team in Manchester.

The ideal candidate will have a strong understanding of regulatory requirements and industry standards, as well as excellent analytical skills and attention to detail.

This role involves performing regular audits, identifying compliance tasks, implementing corrective actions, and creating a culture of compliance within the organisation.


Job Description

The Regulatory Compliance Manager will be responsible for ensuring adherence to regulatory standards, company policies, processes, and best practices.

This role involves conducting comprehensive audits of operational processes, ensuring they align with internal policies and regulatory standards.


Key Responsibilities

Audit Planning and Execution

  • Develop and execute internal audit plans based on risk assessments and compliance needs.
  • Conduct comprehensive audits of operational processes, ensuring they align with internal policies and regulatory standards.
  • Document findings, maintain audit work papers, and communicate audit results to senior management with recommendations for improvement.

Compliance Monitoring

  • Oversee and monitor compliance with legal, regulatory, and internal policy requirements across the organisation.
  • Action the company's fraud alerts and assess the risk to the business.
  • Review Suspicious Activity Reports and provide training and guidance to staff.

Risk Assessment and Control Testing

  • Perform ongoing risk assessments to identify potential compliance vulnerabilities and areas for improvement.
  • Incident Investigation and Resolution
  • Investigate compliance breaches or audit findings, working with relevant teams to identify root causes.
  • Recommend corrective actions and track the resolution of compliance issues to ensure timely implementation.

Salary and Benefits

Estimated Salary: £40,000 - £45,000 per annum.

Hybrid working arrangement.

Bonus structure.

Comprehensive benefits package.



  • Manchester, United Kingdom Michael Page Legal Full time

    Key ResponsibilitiesAs a Regulatory Compliance Manager, you will be responsible for ensuring our organisation's compliance with all relevant legal and regulatory requirements. This includes staying abreast of changes in consumer protection laws and regulations, developing and implementing corrective action plans as needed, and reporting on compliance matters...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Company OverviewAJ FOX COMPLIANCE is an International Law Firm committed to delivering exceptional results while maintaining the highest standards of professionalism and integrity.Salary: £28,000 per annumJob Description:We are seeking a skilled Regulatory Assistant - Risk Management to join our Manchester office. This role involves assisting with the...


  • Manchester, United Kingdom AJ Bell Management Limited Full time

    Job DescriptionAJ Bell Management Limited is seeking a Regulatory Compliance Manager to lead our efforts in ensuring adherence to regulatory requirements and maintaining our position as a market leader in the UK's financial services sector.You will oversee the development and implementation of our internal controls framework, fostering a culture of...


  • Manchester, United Kingdom BNY Full time

    Job SummaryWe are looking for a seasoned professional to fill the position of CASS Director within our UK Compliance Team in Manchester. This individual will be responsible for collaborating with the business to deeply understand and advise upon our regulatory risk. The ideal candidate will have a degree education or equivalent professional experience in a...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    About the Role:AJ FOX COMPLIANCE is seeking a highly skilled Risk Management Specialist to join our Risk & Compliance team in Manchester. The successful candidate will have a strong background in law firm regulation, complaints handling, and commercial contracts.Key Responsibilities:Developing and implementing effective risk management strategies to mitigate...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly organized and ambitious Compliance Assistant to join our welcoming team in Manchester. This role is an exciting opportunity for someone who wants to gain hands-on experience in a dynamic and supportive environment.The ideal candidate will be positive, proactive, and bring a strong work ethic and enthusiasm to the role....


  • Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Company OverviewAJ Fox Compliance is a dynamic Law Firm seeking a talented Senior Risk & Compliance Lawyer to join their Risk & Compliance team.We pride ourselves on providing exceptional service to our clients and are committed to excellence in everything we do.This role will play a crucial part in supporting our continued growth and success.Estimated...

  • Compliance Officer

    3 weeks ago


    Manchester, United Kingdom AJ Fox Compliance Full time

    AJ Fox Compliance is seeking an experienced Compliance Officer to join their team in Manchester.The estimated salary for this role is £45,000 - £60,000 per annum.Job Description:Liaising with fee earners to ensure compliance with policies and regulatory obligations.Reviewing and updating policies and procedures to maintain a high level of...


  • Manchester, United Kingdom Ecruit Full time

    We're seeking a talented Regulatory Compliance Advisor to join our team at Axis Solicitors Limited. With a competitive salary of £62,500 and performance-based bonuses, this is an excellent opportunity for career advancement in a dynamic and supportive environment.As a Regulatory Compliance Advisor, you'll play a crucial role in ensuring that our firm meets...


  • Manchester, United Kingdom Revolut Full time

    About Revolut People deserve more from their money.More visibility, more control, and more freedom.Since 2015, Revolut has been on a mission to deliver just that.Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 50 million customers get more from their money every day.As we continue our...


  • Manchester, United Kingdom CV-Library Full time

    About the Role">We are seeking an experienced Compliance and Safety Advisor to join our team. In this role, you will be responsible for implementing quality audit programmes, monitoring maintenance contracted to other organisations, and ensuring compliance with regulatory requirements.


  • Manchester, United Kingdom Pertemps Network Group Full time

    About the RolePertemps Network Group is seeking an experienced Regulatory Compliance Officer to join its team. The successful candidate will lead efforts in ensuring the organization's qualifications meet and exceed regulatory standards.Key ResponsibilitiesDeveloping and implementing robust Quality Assurance frameworks to maintain compliance with Ofqual,...


  • Manchester, United Kingdom CV-Library Full time

    Role OverviewAs a Regulatory Compliance Specialist at CV-Library, you will be responsible for ensuring regulatory compliance in the recruitment process for schools and educational settings. You will manage compliance processes, analyse data, communicate requirements, and handle sensitive personal data with utmost care.We are seeking an experienced Compliance...


  • Manchester, United Kingdom Alexander Lloyd Full time

    About Alexander Lloyd:">We are a recruitment agency that partners with top law firms to connect them with experienced professionals. This opportunity is ideal for a Compliance Manager specializing in Anti-Money Laundering & Customer Due Diligence.">Job Overview:">This role will be fully remote, but occasional meetings in London, Birmingham, or Manchester may...


  • Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    A forward-thinking law firm in Manchester is seeking a Senior Compliance Lawyer to join their Risk and Compliance team.The ideal candidate has experience in law firm regulation, complaints handling, or commercial contracts.Responsibilities include:Supporting colleagues in claims handling according to internal proceduresLiaising with stakeholders on...


  • Manchester, United Kingdom Copello Full time

    Copello is a leading company in the aviation industry, and we are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a Regulatory Compliance Specialist, you will be responsible for monitoring and implementing compliance with regulatory requirements and organisational policies.Key Responsibilities:Assessing suppliers of new and...


  • Manchester, United Kingdom BNY Full time

    Job OverviewWe are seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of the team, you will be responsible for providing oversight and challenge at CASS Forums, liaising with business and senior management on regulatory risk, and representing compliance on regulatory change projects.About the RoleRepresenting...


  • Manchester, United Kingdom Panoramic Associates Full time

    Job DescriptionPanoramic Associates invites applications for the position of Interim Compliance Facilities Manager. This role offers a chance to apply your knowledge in regulatory compliance, health & safety, and contractor management.Main TasksOverseeing statutory compliance across key areas such as fire safety, water hygiene, and electrical...


  • Manchester, United Kingdom ZipRecruiter Full time

    **About the Role**We are seeking a Regulatory Compliance Specialist to join our team at ZipRecruiter. The successful candidate will be responsible for ensuring that our products and services comply with relevant regulatory requirements.The ideal candidate will have expertise in IVD or medical device quality, knowledge of ISO 13485:2016, and strong leadership...


  • Manchester, United Kingdom CV-Library Full time

    Regulatory Compliance OfficerWe are seeking a skilled Regulatory Compliance Officer to join our team. This role involves ensuring that our construction projects comply with relevant regulations and laws. You will have a strong understanding of regulatory requirements and be able to identify areas for improvement.About the RoleAs a Regulatory Compliance...