Regulatory Compliance Manager

4 days ago


Manchester, United Kingdom AJ Bell Management Limited Full time
Job Description

AJ Bell Management Limited is seeking a Regulatory Compliance Manager to lead our efforts in ensuring adherence to regulatory requirements and maintaining our position as a market leader in the UK's financial services sector.

You will oversee the development and implementation of our internal controls framework, fostering a culture of compliance and risk awareness across the organization. Effective stakeholder management and strategic planning will be key components of this role.

About Us

Our investment platform provides innovative solutions to empower individuals, firms, and institutions to make informed investment decisions. We take pride in building strong connections with our customers, partners, and stakeholders, promoting trust and transparency throughout our operations.

Key Responsibilities
  • Develop and implement an effective internal controls framework, addressing regulatory requirements and mitigating operational risks.
  • Collaborate with cross-functional teams to establish and maintain compliant processes, including audit and assurance activities.
  • Oversee compliance monitoring, evaluation, and reporting, ensuring alignment with relevant regulations and standards.
  • Liaise with external auditors, regulators, and other stakeholders to ensure seamless communication and resolution of any concerns.
  • Conduct training and awareness programs to promote a culture of compliance and risk management.
Requirements
  • Minimum 5 years of experience in a related field, preferably in financial services or a regulated industry.
  • Strong understanding of regulatory frameworks and risk management principles.
Salary and Benefits

This role comes with a competitive salary of up to £65,000 per year, commensurate with experience. Our comprehensive benefits package includes flexible working arrangements, opportunities for career growth, and access to ongoing training and development programs.



  • Manchester, United Kingdom VRS Regulatory Full time

    An opportunity to join the Regulatory Affairs team at an R&D focussed global PPP company. You will:Manage a portfolio of plant protection products in specific geographical territoriesDevelop regulatory strategy Become the subject matter expert on the regulations/guidelines in your territory. As a regulatory Specialist, you will develop regulatory strategy...


  • Manchester,, Greater Manchester, United Kingdom Verofy® Full time

    Company DescriptionVerofy® is an FCA regulated Payment Institution and developer of the industry leading payments platform, Verofy® Enterprise. The company prioritises customer needs by shifting the focus in their favor and streamlining the onboarding process with a patent-pending app. Verofy® offers real-time visibility, updates, and transparency through...


  • Manchester, United Kingdom Verofy® Full time

    Company DescriptionVerofy® is an FCA regulated Payment Institution and developer of the industry leading payments platform, Verofy® Enterprise. The company prioritises customer needs by shifting the focus in their favor and streamlining the onboarding process with a patent-pending app. Verofy® offers real-time visibility, updates, and transparency through...


  • Manchester, United Kingdom Verofy® Full time

    Company DescriptionVerofy® is an FCA regulated Payment Institution and developer of the industry leading payments platform, Verofy® Enterprise. The company prioritises customer needs by shifting the focus in their favor and streamlining the onboarding process with a patent-pending app. Verofy® offers real-time visibility, updates, and transparency through...


  • Manchester, United Kingdom Verofy® Full time

    Job Description Company Description Verofy® is an FCA regulated Payment Institution and developer of the industry leading payments platform, Verofy® Enterprise. The company prioritises customer needs by shifting the focus in their favor and streamlining the onboarding process with a patent-pending app. Verofy® offers real-time visibility, updates, and...


  • Manchester, United Kingdom Michael Page Legal Full time

    Key ResponsibilitiesAs a Regulatory Compliance Manager, you will be responsible for ensuring our organisation's compliance with all relevant legal and regulatory requirements. This includes staying abreast of changes in consumer protection laws and regulations, developing and implementing corrective action plans as needed, and reporting on compliance matters...


  • Manchester, United Kingdom BNY Full time

    Job SummaryWe are looking for a seasoned professional to fill the position of CASS Director within our UK Compliance Team in Manchester. This individual will be responsible for collaborating with the business to deeply understand and advise upon our regulatory risk. The ideal candidate will have a degree education or equivalent professional experience in a...


  • Manchester, United Kingdom Verofy® Full time

    Company DescriptionVerofy is an FCA regulated Payment Institution and a payments platform developer. The company prioritises customer needs by shifting focus and streamlining the onboarding process. Real-time visibility and updates are offered through the cloud and app platform, enhancing the customer experience.Role DescriptionA full-time on-site role for a...

  • Compliance Specialist

    4 weeks ago


    Manchester, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a key member of our compliance team, you will be responsible for investigating complaints and ensuring that our firm adheres to regulatory obligations.Key Responsibilities:• Investigate complaints and liaise with fee earners to resolve issues•...

  • Compliance Manager

    4 weeks ago


    Manchester, United Kingdom Clayton Davies Full time

    Compliance Manager Role SummaryThis exciting opportunity at Clayton Davies is seeking an experienced Compliance Manager to support our next period of growth. As a Compliance Manager, you will play a key role in shaping our future compliance strategy and contribute to our young and vibrant team.Key Responsibilities:• Provide expert compliance advice and...


  • Manchester, United Kingdom BNY Full time

    Job OverviewWe are seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of the team, you will be responsible for providing oversight and challenge at CASS Forums, liaising with business and senior management on regulatory risk, and representing compliance on regulatory change projects.About the RoleRepresenting...


  • Manchester, United Kingdom The Hut Group Full time

    Regulatory Compliance Specialist - BeautyAt The Hut Group, we're committed to supporting your personal and professional development, and strongly believe that giving you the freedom to manage your career will help you to thrive. As a Regulatory Compliance Specialist, you'll be part of our Regulatory and Compliance team, ensuring product formulation,...


  • Manchester, United Kingdom The Hut Group Full time

    The Hut Group is a fast-paced, global technology company that specializes in delivering brands directly to consumers. Our portfolio includes leading brands like Myprotein, ESPA, and LookFantastic, all powered by our integrated digital commerce ecosystem, THG Ingenuity.As a Regulatory Compliance Specialist at The Hut Group, you will play a critical role in...


  • Manchester, United Kingdom MERJE Ltd Full time

    MERJE Ltd is seeking a dedicated Compliance Assistant to support the Head of Compliance and contribute to the firm's regulatory compliance efforts. Our client is a highly successful and award-winning legal firm that specializes in providing top-tier legal services.This role offers an exciting opportunity to support the company's compliance efforts in a...


  • Manchester, United Kingdom Fashion Jobs Full time

    We are a leading global technology group specializing in taking brands direct to consumers. Our portfolio includes prominent sites such as Myprotein, ESPA, and Cult Beauty, all powered by our digital commerce ecosystem, THG Ingenuity.Our team handles various aspects of the business, including technology, content creation, e-commerce, marketing,...


  • Manchester, United Kingdom The Hut Group Full time

    Regulatory Compliance SpecialistAt The Hut Group, we're seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our team. As a key member of our Regulatory and Compliance team, you will be responsible for ensuring product formulation, labeling, and website compliance for all THG Nutrition and Beauty brands globally.Key...


  • Manchester, United Kingdom THG Full time

    About THGWe are a global technology group that specializes in taking brands directly to consumers. Our comprehensive ecosystem, THG Ingenuity, powers leading brands like Myprotein, ESPA, and Cult Beauty. We handle all aspects of our business in-house, ensuring our vision can be fully realized and our leadership in the industry is maintained.Early CareersIn...


  • Manchester, United Kingdom SF Recruitment (Birmingham) Full time

    Job Overview: We are seeking a Regulatory Compliance Lead to oversee all aspects of regulatory compliance within SF Recruitment (Birmingham) in Manchester. This is an exciting opportunity for a seasoned professional to lead a team and drive compliance excellence.Responsibilities:Lead and manage a team of 3Develop and implement compliance...


  • Manchester, United Kingdom The Hut Group Full time

    Senior Compliance Officer – Raw MaterialsJob Category: Regulatory ComplianceWe're seeking a highly skilled Senior Compliance Officer to join our team in Manchester. As a key member of the Regulatory and Compliance function, you will be responsible for upholding product compliance across our portfolio of brands.The successful candidate will have at least 5...


  • Manchester, United Kingdom THG Full time

    About THGWe're a fast-moving, global technology group that specializes in taking brands direct to consumers. Our comprehensive approach ensures we can fully realize our vision and maintain our leadership in a rapidly evolving global industry.Early CareersWhether you join THG as a graduate, intern, or apprentice, you can shape your future. Each role comes...