Regulatory Compliance Specialist
2 days ago
We are seeking a skilled Regulatory Risk Oversight Associate to join our team at NatWest Markets.
The ideal candidate will have knowledge of key UK EU market regulations and experience in providing regulatory technical support. They will also possess expertise in compliance or regulatory oversight in investment banking.
This is a unique opportunity to work in a collaborative and supportive culture, with a big focus on personal and professional development.
You will be responsible for executing and risk assessing regulatory interpretations and business impacts of new and existing regulations, identifying control and policy gaps impacting our licence to operate.
The estimated salary for this role is £60,000 - £80,000 per annum.
About the Role:
- Support NatWest Markets in meeting their regulatory obligations
- Monitor and maintain regulatory compliance by appropriate horizon scanning and regulatory rules mapping with control and policy assessment
- Execute and risk assess regulatory interpretations and business impacts of new and existing regulations
- Identify control and policy gaps impacting our licence to operate
Key Skills and Qualifications:
- Knowledge of key UK EU market regulations
- Experience in providing regulatory technical support
- Expertise in compliance or regulatory oversight in investment banking
- Analytical and communication skills
- Able to work well in a fast-paced environment and have good organisation skills
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