Senior CASS Risk Manager

Job DescriptionWe're looking for a skilled CASS Compliance Specialist to work collaboratively with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior Management in respect to existing and emerging...

About the JobThis Senior CASS Audit Specialist position is a key role within our company, responsible for managing and coordinating external CASS audits. The successful candidate will have excellent communication and leadership skills, with a strong understanding of CASS regulations and governance.Job DescriptionCoordinate and lead external CASS audits,...

CASS Lead Auditor Job SummaryThis is an excellent opportunity for an experienced CASS Lead Auditor to join our team as a Senior CASS Audit Specialist. As a key member of our audit team, you will play a critical role in ensuring the delivery of high-quality CASS audits.The successful candidate will lead and coordinate external CASS audits, ensuring they are...

Lead CASS Audit SpecialistAJ Bell Management Limited is seeking a highly skilled Lead CASS Audit Specialist to join its team. The successful candidate will have a deep understanding of CASS regulations and experience managing external audits from planning through to closure.The key responsibilities of this role include:Developing and implementing effective...

At BNY Mellon, we're seeking a Compliance Risk Manager to join our UK Compliance Team in Manchester. This hybrid role involves collaborating with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior...

This role covers 15 hours per week. Key Accountabilities & Responsibilities (include but are not limited to): Participate in the day to day running of Cass Art stores, working as part of a team with all other members of Cass Art. Assist Cass Art customers with any queries relating to goods and purchases. Promote and highlight Cass Art commercial...

About the RoleWe are seeking a highly motivated CASS Audit Team Leader to join our dynamic team. The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered efficiently and effectively.Key ResponsibilitiesManage external audits from planning through to fieldwork, testing, reporting, and...

As a seasoned Compliance Expert for CASS Directory, you will be responsible for representing the Compliance function at CASS Forums, providing expert guidance to the Business, and ensuring adherence to regulatory requirements. Our team values collaboration, critical thinking, and effective communication. In this role, you will have the chance to develop your...

Job Description At BNY, our culture empowers you to grow and succeed.As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets.Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that...

Job DescriptionWe are seeking an experienced Compliance professional to join our UK Compliance Team in Manchester as a CASS Director. This is an exciting opportunity to work in a dynamic environment, collaborating with business stakeholders to drive regulatory compliance. Key responsibilities include providing guidance on regulatory risk, developing...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

CASS Audit DirectorAJ Bell Management Limited is a leading investment platform business that offers a range of solutions to individuals and businesses. We are currently seeking a highly skilled CASS Audit Director to join our team and lead our CASS audit function.As a CASS Audit Director, you will be responsible for developing and implementing a robust CASS...

**Job Description:**About the RoleWe are seeking a skilled CASS Audit Lead to join our team at AJ Bell Management Limited. This is an exciting opportunity for a professional with expertise in asset management and compliance oversight.The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in...

About the RoleWe are seeking a highly skilled CASS Audit Team Leader to join our team. The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan.This is a fantastic opportunity to work with a dynamic team and contribute to the success of our company. As a key...

We currently have a Key Holder position available in our Manchester store. This role contributes to the success and smooth running of the store through providing assistance and excellent customer as well as effectively working as an ambassador of the Cass Art brand. The Key Holder has responsibility in the absence of the Store Manager or Assistant Manager...

About the RoleAJ Bell Management Limited is seeking a highly skilled CASS Audit Lead to join their team. This role is responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, coordinating audit activities, providing appropriate management information, and tracking audit actions through to...

**Job Overview**We are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit actions through to...

About the RoleBNY Mellon seeks a seasoned Compliance Manager for our UK Compliance Team in Manchester, offering a unique blend of autonomy and teamwork. As a key member of our team, you'll provide expert guidance on Regulatory Risk and ensure adherence to our regulatory requirements. Key aspects of the role include:Engaging with Senior Management and the...

About the RoleWe are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our operations comply with regulatory requirements. Key Responsibilities:Leading and coordinating external CASS audits, including planning, fieldwork, testing, reporting, and closure.Managing...