CASS Audit Management Specialist

8 hours ago


Manchester, United Kingdom AJ Bell Management Limited Full time

Lead CASS Audit Specialist

AJ Bell Management Limited is seeking a highly skilled Lead CASS Audit Specialist to join its team. The successful candidate will have a deep understanding of CASS regulations and experience managing external audits from planning through to closure.

The key responsibilities of this role include:

  • Developing and implementing effective CASS audit strategies to ensure compliance with regulatory requirements.
  • Leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan.
  • Collaborating with external audit teams and internal business areas to ensure efficient and effective audit work.
  • Identifying and mitigating risks and inefficiencies throughout the audit process.

The Lead CASS Audit Specialist will also support the firm's wider CASS function by:

  • Providing regular audit status updates to relevant forums and committees.
  • Developing and maintaining effective relationships with external auditors and stakeholders.

The estimated salary for this role is £65,000 - £90,000 per annum, depending on experience. The company offers a range of benefits, including a starting holiday entitlement of 26 days, increasing up to 31 days with length of service.



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