Financial Services Expert Lead

14 hours ago


Manchester, United Kingdom AJ Bell Management Limited Full time

CASS Audit Lead Opportunity

We are currently seeking a skilled CASS Audit Lead to join our team at AJ Bell Management Limited. This role involves leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan. The successful candidate will have a strong understanding of CASS governance and controls, as well as experience managing external audits from planning through to closure.

The ideal candidate will be responsible for:

  • Understanding in detail how CASS applies to AJ Bell group entities, including CASS governance and controls.
  • Managing external audits from planning through to fieldwork, testing, reporting, and closure.
  • Working closely with external audit teams and internal business areas to ensure audit work is managed efficiently and effectively.
  • Performing a final quality review of audit evidence before submission to the auditor.
  • Monitoring overall progress of the audit and resources, highlighting inefficiencies, risks, and issues.

In addition to these responsibilities, the CASS Audit Lead will support the firm's wider CASS function by:

  • Providing regular audit status updates to relevant forums and committees.
  • Undertaking root cause and trend analysis to enable the production of management information.
  • Providing support and assisting in the delivery of training to operational teams.

The estimated salary for this role is £60,000 - £80,000 per annum, depending on experience. The company offers a range of benefits, including 26 days' holiday entitlement, a choice of pension schemes, and discretionary bonus scheme.



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