CASS Audit Lead Position

CASS Audit Lead Job OverviewAJ Bell is seeking a highly skilled CASS Audit Lead to join our team. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit actions through to closure.Key...

CASS Audit Lead Job SummaryWe are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell. The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan. This includes coordinating audit activities, providing management information, and tracking audit...

About the Role:We are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit actions through to closure.Key...

About the RoleAJ Bell Management Limited is seeking a highly skilled CASS Audit Lead to join their team. This role is responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, coordinating audit activities, providing appropriate management information, and tracking audit actions through to...

About the RoleWe are seeking a highly skilled and experienced CASS Audit Lead to join our team at AJ Bell. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the audit plan, coordinating audit activities, providing appropriate management information,...

Critical Skills and QualificationsTo succeed as an Asset Audit Team Lead, you will need:Strong CASS understanding and knowledge, particularly of chapters 6, 7, 8 & 10 of the CASS handbook.Excellent planning and organisational skills, with the ability to manage cross-functional teams and coordinate work effectively.Experience working with Microsoft Office,...

CASS Audit Lead Job DescriptionWe are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan. You will work closely with external audit teams and internal business...

CASS Audit Lead - Financial Services SpecialistWe are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan. You will work closely with external audit teams and...

Key ResponsibilitiesThis role includes managing external audits from planning through to fieldwork, testing, reporting, and closure. The successful candidate will also be responsible for managing inter-dependencies between CASS and Statutory audits, working closely with external audit teams and internal business areas to ensure audit work is managed...

About the RoleA highly skilled Asset Audit Team Lead is required to join AJ Bell Management Limited, driving excellence in CASS audit leadership and governance. As a key member of our team, you will be responsible for coordinating external CASS audits, ensuring compliance with the audit plan, and providing critical management information to stakeholders.The...

CASS Audit Lead Job DescriptionWe are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit...

CASS Audit Lead Job DescriptionWe are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit...

BNY is a leading global financial services company that empowers its employees to grow and succeed. As a Compliance Specialist - CASS, you will be part of a dynamic Compliance Team, working collaboratively with the Business to deeply understand and advise upon our Regulatory Risk.**Key Responsibilities:*** Represent Compliance at CASS Forums to provide...

Job SummaryBNY is seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of our dynamic Compliance Team, you will play a critical role in representing Compliance at CASS Forums, providing oversight and challenge. You will also liaise with and oversee the business and Senior Management in respect to existing and...

We currently have a Key Holder position available in our Manchester store. This role contributes to the success and smooth running of the store through providing assistance and excellent customer as well as effectively working as an ambassador of the Cass Art brand. The Key Holder has responsibility in the absence of the Store Manager or Assistant Manager...

About the RoleWe are seeking a highly skilled Asset Audit Team Lead to join our team at AJ Bell. As a key member of our compliance team, you will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan and providing appropriate management information.Key Responsibilities:Manage external...

Job Description: Join our Audit Quality Directorate as a Senior Manager to shape the expanding team.Key Responsibilities:Managing and executing audit and audit-related projectsProviding technical expertise on auditing standards and their practical applicationCollaborating with Audit Advisory Directors and the Methodology PartnerRequirements:ACA or similar...

Job DescriptionWe are seeking an experienced Compliance professional to join our UK Compliance Team in Manchester as a CASS Director. This is an exciting opportunity to work in a dynamic environment, collaborating with business stakeholders to drive regulatory compliance. Key responsibilities include providing guidance on regulatory risk, developing...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...