Asset Audit Team Leader

1 month ago


Manchester, United Kingdom AJ Bell Management Limited Full time
CASS Audit Lead Job Description

We are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan. You will work closely with external audit teams and internal business areas to ensure audit work is managed efficiently and effectively.

Key Responsibilities:
  • Manage external audits from planning through to fieldwork, testing, reporting, and closure.
  • Understand in detail how CASS applies to AJ Bell group entities, including CASS governance and controls.
  • Work closely with external audit teams and internal business areas to ensure audit work is managed efficiently and effectively.
  • Perform a final quality review of audit evidence before submission to the auditor.
  • Monitor overall progress of the audit and resources, highlighting inefficiencies, risks, and issues.
Requirements:
  • Strong CASS understanding and knowledge, particularly of chapters 6, 7, 8, and 10 of the CASS handbook.
  • Strong planning and organization skills.
  • Ability to effectively manage cross-functional teams and coordinate work to be undertaken by different teams and departments.
  • Experience working with Microsoft Office, including Excel, Word, and PowerPoint.
  • Excellent problem-solving and decision-making skills with the ability to compile and evaluate data for decision making.
  • Excellent communication skills both verbal and written.
  • Good understanding of financial services.
  • Ability to work well under pressure.
About Us:

AJ Bell is one of the fastest-growing investment platform businesses in the UK, offering an award-winning range of solutions that caters for everyone, from professional financial advisers to DIY investors with little to no experience. We have over 503,000 customers using our award-winning platform propositions to manage assets totaling more than £80 billion.

We offer a hybrid working model, where you'll spend a minimum of 50% of your working time per month in the office. For new team members, an initial period will be full-time in the office to help you immerse yourself in our business and build valuable relationships with your colleagues.

We do not discriminate on the basis of race, sex, gender identity, sexual orientation, age, pregnancy, religion, physical and mental disability, marital status, and any other characteristics protected by the Equality Act 2010.



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