Asset Audit Team Leader
1 month ago
We are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan. You will work closely with external audit teams and internal business areas to ensure audit work is managed efficiently and effectively.
Key Responsibilities:
- Manage external audits from planning through to fieldwork, testing, reporting, and closure.
- Coordinate audit activities, provide management information, and track audit actions through to closure.
- Work closely with external audit teams and internal business areas to ensure audit work is managed efficiently and effectively.
- Plan and facilitate audit walkthroughs with external auditors and internal business areas.
- Perform a final quality review of audit evidence before submission to the auditor.
- Monitor overall progress of the audit and resources, highlighting inefficiencies, risks, and issues.
Requirements:
- Strong CASS understanding and knowledge, particularly of chapters 6, 7, 8, and 10 of the CASS handbook.
- Strong planning and organization skills.
- Ability to effectively manage cross-functional teams and coordinate work to be undertaken by different teams and departments.
- Experience working with Microsoft Office, including Excel, Word, and PowerPoint.
- Excellent problem-solving and decision-making skills with the ability to compile and evaluate data for decision making.
- Excellent communication skills, both verbal and written.
- Good understanding of financial services.
- Ability to work well under pressure.
About Us:
AJ Bell Management Limited is one of the fastest-growing investment platform businesses in the UK, offering an award-winning range of solutions that cater to everyone, from professional financial advisers to DIY investors with little to no experience. We have over 528,000 customers using our award-winning platform propositions to manage assets totaling more than £83 billion. Our customers trust us with their investments, and by continuously striving to make investing easier, we aim to help even more people take control of their financial futures.
Our Perks and Benefits:
- Starting salary of £45,000 - £52,000 DOE.
- Starting holiday entitlement of 26 days, increasing up to 31 days with length of service.
- Holiday buy and sell scheme.
- A choice of pension schemes with matched contributions up to 7%.
- Discretionary bonus scheme.
- Annual free share awards scheme.
- Buy As You Earn (BAYE) Scheme.
- Health Cash Plan – provided by Medicash.
- Discounted private healthcare scheme and dental plan.
- Free gym membership, with an on-site gym providing a wide range of free classes.
- Employee Assistance Programme.
- Sick pay+ pledge.
- Enhanced maternity, paternity, and shared parental leave.
- Discounted nursery fees at Kids Planet on Exchange Quay.
- Loans for travel season tickets.
- Charitable giving opportunities through salary sacrifice.
- Calendar of social events, including monthly payday drinks, annual Christmas party, summer party, and much more.
- Parking at Exchange Quay.
- Personal development programmes built around you and your career goals, including access to personal skills workshops.
- Ongoing technical training.
- Peer recognition scheme, with rewards including restaurant and shopping vouchers or time off.
- Monthly leadership breakfasts and lunches.
- Casual dress code.
- Access to a range of benefits from our sponsorship deals.
We do not discriminate on the basis of race, sex, gender identity, sexual orientation, age, pregnancy, religion, physical and mental disability, marital status, and any other characteristics protected by the Equality Act 2010.
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