CASS Director

1 month ago


Manchester, United Kingdom BNY Full time
Job Summary

BNY is seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of our dynamic Compliance Team, you will play a critical role in representing Compliance at CASS Forums, providing oversight and challenge. You will also liaise with and oversee the business and Senior Management in respect to existing and emerging issues, risks, and breaches. Additionally, you will represent Compliance on Regulatory Change Projects that are impacted by CASS, liaise with Line of Business Compliance in relation to new business and new products for any CASS considerations, and perform Regulatory Risk Assessments in relation to CASS. You will also represent BNY at relevant industry events/forums and provide timely and accurate Management Information where relevant to internal stakeholders.

Key Responsibilities
  • Represent Compliance at CASS Forums to provide oversight and challenge.
  • Liaise with and oversee the business and Senior Management in respect to existing and emerging issues, risks, and breaches.
  • Represent Compliance on Regulatory Change Projects that are impacted by CASS.
  • Liaise with Line of Business Compliance in relation to new business and new products for any CASS considerations.
  • Perform Regulatory Risk Assessments in relation to CASS.
  • Represent BNY at relevant industry events/forums.
  • Provide timely and accurate Management Information where relevant to internal stakeholders.

Requirements
  • Degree educated or a strong academic/professional work record with particular preference for accounting, legal, Risk/Compliance background.
  • A compliance qualification would be a distinct advantage.
  • Proven experience in the UK Financial Sector, with a strong background in Client Asset compliance or assurance.
  • Focused attitude to work with the ability to constantly meet deadlines while ensuring attention to detail, and high level of accuracy.
  • Must be able to understand and apply outcome-focused regulation and have a sound risk awareness whilst maintaining an awareness of commercial pressures on the firm.

About BNY

BNY is a leading global financial services company at the center of the world's financial system. We touch nearly 20% of the world's investible assets and have a culture that empowers employees to grow and succeed. We are a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about. We offer highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
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