Lead CASS Risk Coordinator

CASS Lead Auditor Job SummaryThis is an excellent opportunity for an experienced CASS Lead Auditor to join our team as a Senior CASS Audit Specialist. As a key member of our audit team, you will play a critical role in ensuring the delivery of high-quality CASS audits.The successful candidate will lead and coordinate external CASS audits, ensuring they are...

**Job Description:**About the RoleWe are seeking a skilled CASS Audit Lead to join our team at AJ Bell Management Limited. This is an exciting opportunity for a professional with expertise in asset management and compliance oversight.The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in...

About the RoleAJ Bell Management Limited is seeking a highly skilled CASS Audit Lead to join their team. This role is responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, coordinating audit activities, providing appropriate management information, and tracking audit actions through to...

Lead CASS Audit SpecialistAJ Bell Management Limited is seeking a highly skilled Lead CASS Audit Specialist to join its team. The successful candidate will have a deep understanding of CASS regulations and experience managing external audits from planning through to closure.The key responsibilities of this role include:Developing and implementing effective...

Key ResponsibilitiesThis role includes managing external audits from planning through to fieldwork, testing, reporting, and closure. The successful candidate will also be responsible for managing inter-dependencies between CASS and Statutory audits, working closely with external audit teams and internal business areas to ensure audit work is managed...

**Job Overview**We are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit actions through to...

CASS Audit DirectorAJ Bell Management Limited is a leading investment platform business that offers a range of solutions to individuals and businesses. We are currently seeking a highly skilled CASS Audit Director to join our team and lead our CASS audit function.As a CASS Audit Director, you will be responsible for developing and implementing a robust CASS...

About the RoleWe are seeking a highly skilled CASS Audit Team Leader to join our team. The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan.This is a fantastic opportunity to work with a dynamic team and contribute to the success of our company. As a key...

Job DescriptionWe are seeking an experienced Compliance professional to join our UK Compliance Team in Manchester as a CASS Director. This is an exciting opportunity to work in a dynamic environment, collaborating with business stakeholders to drive regulatory compliance. Key responsibilities include providing guidance on regulatory risk, developing...

About the JobThis Senior CASS Audit Specialist position is a key role within our company, responsible for managing and coordinating external CASS audits. The successful candidate will have excellent communication and leadership skills, with a strong understanding of CASS regulations and governance.Job DescriptionCoordinate and lead external CASS audits,...

Job DescriptionWe're looking for a skilled CASS Compliance Specialist to work collaboratively with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior Management in respect to existing and emerging...

Job Description At BNY, our culture empowers you to grow and succeed.As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets.Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that...

About the RoleWe are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our operations comply with regulatory requirements. Key Responsibilities:Leading and coordinating external CASS audits, including planning, fieldwork, testing, reporting, and closure.Managing...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

Critical Skills and QualificationsTo succeed as an Asset Audit Team Lead, you will need:Strong CASS understanding and knowledge, particularly of chapters 6, 7, 8 & 10 of the CASS handbook.Excellent planning and organisational skills, with the ability to manage cross-functional teams and coordinate work effectively.Experience working with Microsoft Office,...

CASS Audit Lead OpportunityWe are currently seeking a skilled CASS Audit Lead to join our team at AJ Bell Management Limited. This role involves leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan. The successful candidate will have a strong understanding of CASS governance and controls, as well as...

As a seasoned Compliance Expert for CASS Directory, you will be responsible for representing the Compliance function at CASS Forums, providing expert guidance to the Business, and ensuring adherence to regulatory requirements. Our team values collaboration, critical thinking, and effective communication. In this role, you will have the chance to develop your...

CASS Audit LeadWe are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a key member of our financial services governance team, you will be responsible for leading and coordinating external CASS audits. This includes ensuring audits are delivered in accordance with the audit plan, coordinating audit activities,...

At BNY Mellon, we're seeking a Compliance Risk Manager to join our UK Compliance Team in Manchester. This hybrid role involves collaborating with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior...