Compliance Expert for CASS Directory

Job DescriptionWe're looking for a skilled CASS Compliance Specialist to work collaboratively with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior Management in respect to existing and emerging...

Job Description At BNY, our culture empowers you to grow and succeed.As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets.Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

Job OverviewWe're seeking a skilled Compliance Manager to join our UK Compliance Team in Manchester, offering a hybrid working arrangement. This role does not involve international travel.In this position, you'll be part of a dynamic Compliance Team, working collaboratively with the Business to understand and advise on Regulatory Risk. Key responsibilities...

About the RoleWe are seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our operations comply with regulatory requirements. Key Responsibilities:Leading and coordinating external CASS audits, including planning, fieldwork, testing, reporting, and closure.Managing...

About BNY Mellon: We're a leading global financial services company, dedicated to delivering exceptional results for our clients and driving innovation in the industry. With a rich history dating back to 1784, we've grown into a global powerhouse with operations in over 35 countries and a network of over 40,000 employees. Our mission is to help our clients...

CASS Audit DirectorAJ Bell Management Limited is a leading investment platform business that offers a range of solutions to individuals and businesses. We are currently seeking a highly skilled CASS Audit Director to join our team and lead our CASS audit function.As a CASS Audit Director, you will be responsible for developing and implementing a robust CASS...

**Job Overview**We are seeking a highly skilled CASS Audit Lead to join our team at AJ Bell Management Limited. As a CASS Audit Lead, you will be responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit actions through to...

**Job Description:**About the RoleWe are seeking a skilled CASS Audit Lead to join our team at AJ Bell Management Limited. This is an exciting opportunity for a professional with expertise in asset management and compliance oversight.The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in...

Job DescriptionWe are seeking an experienced Compliance professional to join our UK Compliance Team in Manchester as a CASS Director. This is an exciting opportunity to work in a dynamic environment, collaborating with business stakeholders to drive regulatory compliance. Key responsibilities include providing guidance on regulatory risk, developing...

About the RoleWe are seeking a highly skilled CASS Audit Team Leader to join our team. The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring they are delivered in accordance with the audit plan.This is a fantastic opportunity to work with a dynamic team and contribute to the success of our company. As a key...

Lead CASS Audit SpecialistAJ Bell Management Limited is seeking a highly skilled Lead CASS Audit Specialist to join its team. The successful candidate will have a deep understanding of CASS regulations and experience managing external audits from planning through to closure.The key responsibilities of this role include:Developing and implementing effective...

Join our team at BNY Mellon, a leading global financial services company at the forefront of the world's financial system. With a presence in nearly 40 countries and a network of over 50,000 employees, we touch nearly 20% of the world's investible assets every day. As a key player in the industry, we're committed to creating innovative solutions that benefit...

Job OverviewWe are seeking a highly skilled CASS Director to join our UK Compliance Team in Manchester. As a key member of the team, you will be responsible for providing oversight and challenge at CASS Forums, liaising with business and senior management on regulatory risk, and representing compliance on regulatory change projects.About the RoleRepresenting...

Financial Services Governance ExpertAJ Bell Management Limited is a leading investment platform business that offers a range of solutions to individuals and businesses. We are currently seeking a highly skilled Financial Services Governance Expert to join our team and provide expert advice on CASS-related matters.As a Financial Services Governance Expert,...

About the Job:The Lonza Group Ltd. is seeking a highly skilled Directory Services Engineer to join their team. As a key member of the organization, you will be responsible for designing, implementing, and managing Active Directory (AD) and Azure Active Directory (Azure AD) across the company's global infrastructure. Your primary goal will be to ensure the...

At BNY Mellon, we're seeking a Compliance Risk Manager to join our UK Compliance Team in Manchester. This hybrid role involves collaborating with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior...

Lonza, a global leader in life sciences, is seeking a highly skilled Senior Directory Services Specialist to join their team. This role will be responsible for the design, implementation, and management of Active Directory (AD) and Azure Active Directory (Azure AD) across the organization's global infrastructure.Key ResponsibilitiesDesign and implement...

Job Description:The Lonza Group Ltd. is seeking a highly skilled Technical Directory Services Specialist to join their team. As a key member of the organization, you will be responsible for designing, implementing, and managing Active Directory (AD) and Azure Active Directory (Azure AD) across the company's global infrastructure. Your primary goal will be to...

AJ FOX COMPLIANCE is seeking a highly skilled Senior Risk & Compliance Lawyer to join their team in Manchester. The ideal candidate has background experience in law firm regulation, complaints handling or commercial contracts.The estimated salary for this role is £70,000 - £100,000 per annum., depending on experience. As a Senior Risk & Compliance Lawyer,...