Client Asset Compliance Officer

5 days ago


Manchester, United Kingdom BNY Mellon Full time
Join our team at BNY Mellon, a leading global financial services company at the forefront of the world's financial system. With a presence in nearly 40 countries and a network of over 50,000 employees, we touch nearly 20% of the world's investible assets every day. As a key player in the industry, we're committed to creating innovative solutions that benefit businesses, communities, and people worldwide.

We're currently seeking a talented individual to fill the role of CASS Directory in our UK Compliance Team, located in Manchester. This exciting opportunity allows you to join a dynamic team of professionals who share your passion for Compliance and Regulation. As a key member of the Compliance Team, you'll play a crucial role in ensuring that our organization remains compliant with regulatory requirements and maintains its reputation as a trusted leader in the industry.

Your responsibilities will include representing Compliance at CASS Forums to provide oversight and challenge, as well as collaborating with Senior Management and the Business to identify and mitigate risks. You'll also be involved in the development of the annual Compliance Plan and perform Regulatory Risk Assessments in relation to CASS. Additionally, you'll represent Compliance on Client engagements and work closely with Line of Business Compliance to ensure compliance with regulatory requirements.

To be successful in this role, you'll need to have a degree or strong academic/professional work record, preferably in accounting, law, Risk/Compliance background. A compliance qualification would be an advantage, and you should have proven experience in the UK Financial Sector, specifically in Client Asset compliance or assurance. Strong communication and interpersonal skills are essential, as well as a sound understanding of outcome-focused regulation and risk awareness. Salary: £70,000 - £90,000 per annum
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