Client Asset Compliance Officer
5 days ago
We're currently seeking a talented individual to fill the role of CASS Directory in our UK Compliance Team, located in Manchester. This exciting opportunity allows you to join a dynamic team of professionals who share your passion for Compliance and Regulation. As a key member of the Compliance Team, you'll play a crucial role in ensuring that our organization remains compliant with regulatory requirements and maintains its reputation as a trusted leader in the industry.
Your responsibilities will include representing Compliance at CASS Forums to provide oversight and challenge, as well as collaborating with Senior Management and the Business to identify and mitigate risks. You'll also be involved in the development of the annual Compliance Plan and perform Regulatory Risk Assessments in relation to CASS. Additionally, you'll represent Compliance on Client engagements and work closely with Line of Business Compliance to ensure compliance with regulatory requirements.
To be successful in this role, you'll need to have a degree or strong academic/professional work record, preferably in accounting, law, Risk/Compliance background. A compliance qualification would be an advantage, and you should have proven experience in the UK Financial Sector, specifically in Client Asset compliance or assurance. Strong communication and interpersonal skills are essential, as well as a sound understanding of outcome-focused regulation and risk awareness. Salary: £70,000 - £90,000 per annum
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Compliance Officer
2 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeJob Description:A Compliance Officer is required to join AJ FOX COMPLIANCE in Manchester, working with an International Law Firm. This role combines legal compliance with critical business operations, providing a unique opportunity for career growth and development.The ideal candidate will be positive, proactive, and bring a strong work ethic and enthusiasm...
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Compliance Officer
4 weeks ago
Manchester, United Kingdom AJ Fox Compliance Full timeAJ Fox Compliance is seeking an experienced Compliance Officer to join their team in Manchester.The estimated salary for this role is £45,000 - £60,000 per annum.Job Description:Liaising with fee earners to ensure compliance with policies and regulatory obligations.Reviewing and updating policies and procedures to maintain a high level of...
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Regulatory Compliance Officer
2 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionWe are seeking a highly organized and ambitious Compliance Assistant to join our welcoming team in Manchester. This role is an exciting opportunity for someone who wants to gain hands-on experience in a dynamic and supportive environment.The ideal candidate will be positive, proactive, and bring a strong work ethic and enthusiasm to the role....
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Risk and Compliance Officer
2 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeRole OverviewAJ FOX COMPLIANCE is looking for an ambitious and forward-thinking Senior Risk & Compliance Lawyer to join their team in Manchester.The ideal candidate will have experience in law firm regulation, complaints handling or commercial contracts, and be able to collaborate with colleagues across other office locations.
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Compliance Officer
2 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeRole SummaryAJ Fox Compliance is looking for an experienced Senior Risk & Compliance Lawyer to join their team in Manchester.The ideal candidate has a strong background in law firm regulation, complaints handling or commercial contracts.This role offers an exciting opportunity for a driven, collaborative individual to contribute to junior team members'...
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Asset Compliance Administrator
2 days ago
Manchester, United Kingdom Mitie Full timeMitie was founded in 1987, Mitie is the UK’s leading facilities management and professional services company, looking after a large, diverse, blue-chip customer base, from banks and retailers, to hospitals, schools and government offices. Mitie has over 77,000 people, 100+ office locations, and thousands of customers across the country, there’s no limit...
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Client Account Administrator
5 days ago
Manchester, United Kingdom Livingcity Asset Management Full time**About the role** **Position Overview** Livingcity Group is a well-known and highly regarded name within the property asset management field. Established in 2000, the company has its Head Office in Manchester but manages properties across the country. Open relationships and communication are key to the success of our partnerships, and we strive to never...
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Client Account Assistant
5 days ago
Manchester, United Kingdom Livingcity Asset Management Full time**About the role** **Position Overview** Livingcity Group is a well-known and highly regarded name within the property asset management field. Established in 2000, the company has its Head Office in Manchester but manages properties across the country. Open relationships and communication are key to the success of our partnerships, and we strive to never...
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Senior Compliance Testing Officer
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Manchester, United Kingdom BNY Mellon Full timeOverview **Overview Of BNY Mellon**: BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 35 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset...
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Asset Management Compliance Specialist
2 weeks ago
Manchester, United Kingdom AJ Bell Management Limited Full timeAbout AJ BellAJ Bell is one of the fastest-growing investment platform businesses in the UK. Our mission is to help people take control of their financial futures by making investing easier, more accessible, and affordable. Job Description: Asset Management Compliance SpecialistWe are seeking a highly skilled professional to join our compliance team as an...
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Asset Compliance Officer
5 days ago
Manchester, United Kingdom AJ Bell Management Limited Full timeAbout AJ BellAJ Bell is a leading investment platform business in the UK, offering award-winning solutions for professional financial advisers and DIY investors. With over 542,000 customers, we manage assets totalling more than £86 billion.We're committed to making investing easier and helping our customers take control of their financial futures. Our...
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Auctions and Compliance Officer
2 weeks ago
Manchester, United Kingdom EAMA GROUP Full timeAbout EAMA Group">EAMA Group provides innovative asset management solutions, helping clients achieve their goals through strategic partnerships. With expertise in diverse sectors, we deliver tailored advice and exceptional service to streamline asset disposal processes.">Join Our Team">We are seeking a skilled Auctions and Compliance Officer to join our team...
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Compliance Professional
2 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeJob Description:A Compliance Assistant is required to join AJ FOX COMPLIANCE in Manchester, working with an International Law Firm.This role combines legal compliance with critical business operations, providing a unique opportunity for career growth and development.Key Responsibilities:Review and verify AML documentation and information.Conduct research on...
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Risk & Compliance Lawyer
4 days ago
Manchester, United Kingdom AJ Fox Compliance Full timeWe are working with a top 100, full-service law firm who are looking to recruit a Risk & Compliance Lawyer for them. The firm is a fully inclusive employer and they are committed to creating personal and professional development opportunities for their staff. The successful applicant in this role will be working alongside the Head of Risk & Compliance in...
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Asset Manangement Performance Officer
2 days ago
Manchester, United Kingdom Sellick Partnership Full time**Asset Management Performance Officer Permanent North West Home Working** Our client is looking for an experienced **Asset Management Performance Officer** to join their team on a permanent basis. You will assist the Regional Property Services teams in the effective management of project performance. **Key responsibilities of the Asset Management...
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Corporate Finance Compliance Officer
5 days ago
Manchester, United Kingdom BNY Mellon Full time**Job Title**: Senior Specialist, Compliance and Control **Location**:Manchester **Req**:29819 **Grade**:K **Overview Of BNY Mellon**: BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions,...
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Compliance Law Director
2 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeRisk and Compliance Lawyer Job in ManchesterAJ FOX COMPLIANCE is seeking a Senior Compliance Lawyer to join our Risk and Compliance team in Manchester. The ideal candidate will have a strong background in law firm regulation, complaints handling, or commercial contracts.Main Responsibilities:Support the development of effective compliance strategies and...
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Compliance & Risk Officer
5 days ago
Manchester, United Kingdom MERJE Ltd Full timeThe Compliance & Risk Officer has responsibility for advising and supporting the business to carry out its regulatory obligations and ensuring good customer outcomes are delivered. The role sits within the Risk & Compliance Function which acts as the company’ssecond line of defence in the 'three lines of defence model’ and is responsible for advising,...
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Principal Compliance Attorney
2 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeAmbitious Senior Compliance Lawyer Wanted in ManchesterWe are seeking a highly skilled and experienced Senior Compliance Lawyer to join our Risk and Compliance team in Manchester.The ideal candidate will have a strong background in law firm regulation, complaints handling, or commercial contracts. They will be responsible for supporting colleagues in claims...
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Asset Management and Compliance Specialist
1 week ago
Manchester, United Kingdom Network Plus Services Full timeOpportunity to Join Network Plus ServicesAt Network Plus Services, we are committed to providing exceptional plant hire services to our clients. As a Plant Hire Servicing & Compliance Controller, you will have the opportunity to make a significant impact on our operations and contribute to our ongoing success.Your primary responsibility will be to oversee...