Financial Compliance Director

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

The Compliance Professionals is seeking a seasoned Compliance Director to oversee regulatory affairs and ensure the firm's policies and procedures remain effective.Responsibilities:Maintain knowledge of FCA regulations and guidelines pertaining to FX/CFD trading and financial services.Serve as the primary point of contact for regulatory inquiries and...

About the RoleWe are seeking an experienced Financial Crime Compliance Director to join our team at SMBC. As a trusted partner for the long term, we aim to grow you professionally and personally.Be curious, expand your network, and explore how your skills and knowledge can transfer into different roles and areas of SMBC. Find the resources and support...

Job Description:Our client, a friendly and rapidly expanding mid-sized firm of Chartered Accountants, is looking for a Compliance Director - Financial Services to join their team. The role will involve managing all ICAEW requirements, ensuring internal processes and controls are in line with regulations, and overseeing Anti-Money Laundering reviews.The ideal...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

Job Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

Job DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...

Job Title: Risk Consulting Director – Banking Credit/Market RiskJob Description:Our client, a global consultancy, seeks to hire a Risk & Compliance Director to drive forward growth for its expanding Financial Services Division. Duties will include;">Work with the leadership team to help define a sound business growth strategy for Risk & Compliance.">Ensure...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

This is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...

Job DescriptionWe are seeking a highly skilled Compliance Specialist Lead to join our team at Compliance Professionals. This is a permanent position based in St Albans.About the Role:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements.Provide Compliance and AML...

Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Job OverviewThe role of a Compliance Monitoring Specialist is to ensure that our company remains in compliance with all relevant regulations and laws. This involves reviewing and maintaining systems, providing advice to the business on regulatory matters, and identifying and escalating current regulatory issues.About the RoleThis position requires experience...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.