Compliance Expertise in Financial Services

Job DescriptionA career opportunity has arisen for an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection.About the RoleWe are seeking a highly motivated individual to oversee the compliance function within our...

Financial Crime Compliance ProfessionalOur client, a prominent banking firm with a strong global presence in wholesale and capital markets, is seeking an experienced Compliance Professional to join their team.As a key member of the compliance department, you will play a crucial role in ensuring the bank's adherence to financial crime regulations and...

Job DescriptionJob Title: Head of Financial Crime Compliance DirectorJob Summary:We are seeking a highly experienced and skilled Head of Financial Crime Compliance Director to join our team. The successful candidate will be responsible for providing advice and guidance to the London business and support functions as well as EMEA Local office MLROs on...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Compliance Manager on a permanent basis.

Job DescriptionWe are seeking a highly skilled Sanctions Control Professional to join our team on a 12-month fixed-term contract basis.The ideal candidate will have a strong background in financial crime compliance, with at least 3 years of experience in a similar role within the UK's Private Banking or Wealth Management sector.You will be responsible for...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

**About Compliance Professionals**We are a reputable brokerage firm based in the City, seeking a highly skilled Financial Markets Compliance Specialist to join our team on an FTC basis.**Estimated Salary:** £60,000 - £80,000 per annum, depending on experience**Job Description:**Key ResponsibilitiesMonitor and address market surveillance alerts and...

Compliance Professionals is looking for a highly motivated Market Surveillance Officer to assist us in maintaining a fair and transparent financial market.Job Description:Assisting with the annual market abuse risk assessment.Reviewing and reporting on market surveillance alerts and electronic communications to identify suspicious behaviour.You will work...

This is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...

About the Role:Compliance Professionals seeks a skilled Compliance Officer - Financial Markets to join our team. The ideal candidate will have experience in a trade monitoring/trade surveillance function in a trading, brokerage, gambling or banking environment.Key Responsibilities:Develop and implement daily alert review and escalation processes for MAR...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

About UsAether Financial is a Top 100 accountancy firm in the City of London, committed to delivering exceptional audit services to our clients.We are currently seeking an experienced Audit Senior to join our team. The successful candidate will have expertise in auditing OMBs, charities, and large listed companies.Key Responsibilities:Lead audits for diverse...

OverviewSMBR seeks a trusted partner for long-term growth in financial advisory. As a Senior Compliance Officer, you will play a key role in providing advice and guidance on financial crime compliance, managing service provision, and supporting the development of regional strategies.

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...

We are looking for a highly motivated Financial Services Compliance Lead to oversee day-to-day compliance and anti-financial crime measures. The successful candidate will have a profound understanding of risk management regarding e-money and card issuance, with essential qualities including meticulous attention to detail, strong analytical capabilities, and...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

The Company: Compliance Professionals is an international banking organization seeking a Compliance Director to lead our AML/CTF efforts. The Responsibilities:Oversee the development and implementation of our Compliance Framework.Ensure compliance with AML staff training obligations and sanctions and transaction monitoring regime.Develop and implement the...

SIX Group Services Ltd. drives the transformation of financial markets, offering a unique blend of tradition and future.Junior Compliance OfficerLimited to London | Hybrid working 60% | Salary £50,000 - £65,000 per annum (depending on experience)We are seeking an exceptional candidate to join our dynamic and diverse Compliance team, responsible for...

Job SummaryWe are seeking a highly skilled and experienced Compliance Officer to join our team at Compliance Professionals in London. The successful candidate will be responsible for ensuring that all regulatory requirements are met and maintained, while also providing administrative support to the legal department.Key Responsibilities:Writing minutes and...