Compliance Expert for Uniting People

4 days ago


StokeonTrent, Stoke-on-Trent, United Kingdom Uniting People Full time

Job Summary:

We are seeking a skilled Compliance Expert to join our team at Uniting People. This exciting role offers the opportunity to work in a dynamic environment, supporting the Head of Compliance in providing timely and accurate regulatory advice to the business.

About the Role:

  • Support the Head of Compliance in delivering monthly and quarterly compliance reports to the business.
  • Act as lead in compliance monitoring, including customer journey reviews, second-line monitoring, and key risk/control reviews.
  • Take ownership of responding to client audits and information requests in a timely manner.
  • Log and document events, their potential impacts, and key considerations.
  • Provide support and assistance in performing regulatory Gap Analysis.
  • Collaborate with the Head of Compliance on advisory activities.
  • Support the collation of accurate information to meet regulatory reporting requirements.
  • Offer SME support to the business on internal projects.
  • Contribute to breach and incident investigations as required.

Requirements:

  • Working knowledge of regulations and guidance, including FCA, Data Protection, OFCOM, CCA, and CSA Code of Practice.
  • At least 2 years of experience in a compliance role within an FCA-regulated firm.
  • A recognised compliance qualification is desirable.
  • Knowledge of the wider finance industry, including retail lending and credit reporting, is also desirable.
  • Strong analytical and problem-solving skills.
  • The ability to work independently and drive activities to meet deadlines.
  • Excellent interpersonal skills, with the ability to adapt style and approach in different environments.
  • Ability to remain calm under pressure and respond to challenging and changing business demands.
  • Ability to work collaboratively as part of a team.
  • Proficiency in Microsoft Office applications, including Word, Excel, PowerPoint, and Outlook.
  • Excellent oral and written communication skills.
  • Attention to detail and commitment to high standards.

Benefits:

  • Subsidised gym membership.
  • Rewards platform.
  • Flexible shifts offering the possibility to balance work and personal life.
  • Employee Assistant Programme.
  • Paid time off to volunteer at a charity of your choice - up to 2 days per year.
  • Enhanced Family Leave policy.
  • Free onsite parking.
  • Pension scheme, career development opportunities, and long service awards.
  • Casual dress, regular social events, and complimentary tea and coffee.

Salary Information:

This position comes with a competitive salary range of £40,000 - £60,000 depending on experience.



  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Job Description:We are seeking an experienced Compliance and Regulatory Expert to join our team at Uniting People.Key Responsibilities:Support the Head of Compliance in delivering timely compliance reports to the business, ensuring accurate information is collected and presented.Act as lead in monitoring compliance, conducting customer journey reviews,...

  • Compliance Expert

    3 weeks ago


    Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Uniting People seeks a Compliance Expert to join our team in the role of Regulatory Affairs. As Compliance Officer, you will support the Head of Compliance in the provision of timely and accurate regulatory advice to the business, regular risk reporting, and second-line compliance monitoring over key controls and risks.Key responsibilities include:Support...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    **About Us**At Uniting People, we strive to create a positive impact in our community. As a key member of our team, you will play a vital role in supporting our Head of Compliance in ensuring the company's regulatory requirements are met.As a Compliance Officer, your primary responsibility will be to provide timely and accurate advice to the business on...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    **Join Our Team**We are looking for a highly motivated and experienced Risk Management Specialist to join our team at Uniting People. As a key member of our compliance department, you will be responsible for identifying and mitigating risks to ensure the company remains compliant with regulatory requirements.Your key responsibilities will include:Supporting...

  • Regulatory Advisor

    2 weeks ago


    Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    **Job Overview**We are seeking a highly skilled Regulatory Advisor to join our team at Uniting People. As a key member of our compliance department, you will be responsible for providing expert advice on regulatory matters to support the growth and development of the business.Your duties will include:Supporting the Head of Compliance in delivering timely and...

  • Procurement Manager

    3 weeks ago


    Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    A fantastic opportunity has arisen for a skilled Procurement Manager to join our dynamic team at Uniting People. As a key member of our supply chain function, you will play a pivotal role in driving innovation and excellence throughout our organization.About the RoleWe are seeking an experienced Purchasing Manager with excellent commercial acumen to lead our...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Are you a motivated and detail-oriented Financial Planning professional looking for a new challenge? As a Pensions Administration Professional at Uniting People, you will play a key role in supporting a Financial Adviser in delivering comprehensive financial planning services to clients.Your responsibilities will include developing personalised financial...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    We are seeking an experienced Financial Planning Specialist to join our team at Uniting People. In this role, you will work closely with a Financial Adviser to provide comprehensive financial planning services to clients.You will be responsible for developing personalised financial plans, researching and collating data, and producing detailed case reports....


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    As a key member of the team at Uniting People, you will support a Financial Adviser in providing comprehensive financial planning services to a diverse client portfolio. This role involves developing personalised financial plans, utilising various platforms to research and collate data, and producing detailed case reports.Staying up-to-date with industry...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Company Overview:Uniting People is a specialist business driving innovation through extreme engineering and advanced materials technology. We offer a dynamic environment with in-depth training to excel in your role, excellent opportunities to advance and progress a career in an environment that recognizes and rewards individuals who add value and...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    As a Personalised Financial Planner at Uniting People, you will be responsible for working closely with clients to understand their financial goals and objectives. You will then use this information to create tailored financial plans that meet their needs and aspirations. Your responsibilities will include researching and analyzing data, creating reports,...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    We are seeking a skilled Supporting Financial Advisor to join our team at Uniting People. As a key member of our financial services department, you will be responsible for supporting a Financial Advisor in delivering high-quality financial and tax planning services to clients. Your primary focus will be on researching and analyzing data, creating reports,...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Job Description:We are seeking an Industrial Electrical Professional to join our team at Uniting People. As an Electrical Systems Specialist, you will be responsible for maintaining and troubleshooting electrical systems within our industrial plant. This is a challenging role that requires strong technical skills, attention to detail, and excellent...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Company Overview:Uniting People is a dynamic organization seeking a skilled Maintenance Engineer to join our team. As an Electrical Systems Specialist, you will play a critical role in ensuring the smooth operation of our industrial plant.Job Summary:This is a challenging role that requires strong technical skills, attention to detail, and excellent...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Job Description:As an Electrical Systems Specialist at Uniting People, you will be responsible for maintaining and troubleshooting electrical systems within our industrial plant. This is a challenging role that requires strong organizational skills, attention to detail, and the ability to work accurately and efficiently.Salary and Benefits:The estimated...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Job Description:We are seeking a highly skilled Metallurgical Process Optimizer to join our team. As a key member of the proof machining business unit, you will be responsible for ensuring the conformance of designated materials and processes, supporting the quality of product. You will use metallurgical methodologies to increase both cost and time...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom The People Pod Full time

    Domestic Fitting ExpertThe People Pod seeks a Domestic Fitting Expert to help us maintain exceptional service standards in Nottingham.Main Responsibilities:Efficiently dismantle existing windows and doors using the right tools for the job.Install new windows and doors, focusing on precise measurement and quality finish.Manage maintenance tasks like repairing...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Role Description:The Compliance Officer will provide critical support to the Head of Compliance by offering timely and accurate regulatory advice, facilitating risk reporting, and undertaking second-line compliance monitoring.Main Job Duties:Collaborate with the Head of Compliance to develop comprehensive compliance reportsLead on compliance monitoring...

  • Regulatory Advisor

    2 weeks ago


    Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting People Full time

    Job Overview:The Compliance Officer will be responsible for providing timely and accurate regulatory advice to the Head of Compliance. This role involves risk reporting, second-line compliance monitoring, and ensuring adherence to FCA, Data Protection, OFCOM, CCA, and CSA regulations.Main Responsibilities:Support the Head of Compliance with monthly and...


  • Stoke-on-Trent, Stoke-on-Trent, United Kingdom Uniting Ambition Full time

    Job Details:We are seeking a skilled Unified Communications Engineer to join our team at Uniting Ambition. The successful candidate will be responsible for managing, supporting, and developing Unified Communication technologies across the business.This is a full-time role that requires strong technical skills, excellent communication abilities, and the...