Regulatory Advisor

1 week ago


StokeonTrent, Stoke-on-Trent, United Kingdom Uniting People Full time

**Job Overview**

We are seeking a highly skilled Regulatory Advisor to join our team at Uniting People. As a key member of our compliance department, you will be responsible for providing expert advice on regulatory matters to support the growth and development of the business.

Your duties will include:

  • Supporting the Head of Compliance in delivering timely and accurate regulatory reports to the business;
  • Acting as lead in compliance monitoring activities, including customer journey reviews, second-line monitoring, and key risk/control reviews;
  • Taking ownership of responding to client audits and information requests in a timely manner;
  • Logging and documenting events, their potential impacts, and key considerations;
  • Providing support and assistance with regulatory gap analysis and advisory activities;
  • Supporting the collation of accurate information for regulatory reporting purposes;
  • Providing SME support to the business on internal projects;
  • Supporting breach and incident investigations as required.

We offer a competitive salary of £55,000 - £70,000 per annum, depending on experience. You will also receive up to 35 days' annual leave, including Bank Holidays.


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