Regulatory Advisor

1 week ago


StokeonTrent, Stoke-on-Trent, United Kingdom Uniting People Full time
Job Overview:

The Compliance Officer will be responsible for providing timely and accurate regulatory advice to the Head of Compliance. This role involves risk reporting, second-line compliance monitoring, and ensuring adherence to FCA, Data Protection, OFCOM, CCA, and CSA regulations.

Main Responsibilities:
  • Support the Head of Compliance with monthly and quarterly compliance reports
  • Lead compliance monitoring, including customer journey reviews and key risk/control assessments
  • Respond to client audits and information requests in a timely manner
  • Log and document events, their impacts, and key considerations
  • Assist with regulatory Gap Analysis and advisory activities
  • Collate accurate information for regulatory reporting
  • Provide subject matter expertise on internal projects
  • Investigate breaches and incidents as required
Requirements:
  • Working knowledge of FCA, Data Protection, OFCOM, CCA, and CSA regulations
  • At least 2 years of experience in a compliance role within an FCA regulated environment
Work Arrangements:

A standard Monday-Friday schedule with flexibility considered after training.

Benefits:

Up to 35 days annual leave, including Bank Holidays, as well as a competitive salary of $60,000-$80,000 per annum.


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