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Regulatory Compliance Lead

1 month ago

London, Greater London, United Kingdom FincSelect Full time

As a global asset management firm, we are seeking an experienced Regulatory Compliance Lead to cover a 12-month maternity leave. This role is a fantastic opportunity for you to make a significant impact on our company's regulatory compliance framework.

We are looking for someone who has in-depth knowledge of regulatory topics such as Market Abuse, Client Money, Best Execution, Cost and Charges, and Transaction Reporting. You will be responsible for advising both our traditional and alternative asset businesses, ensuring that our operations are fully compliant with relevant regulations.

The ideal candidate will have a proven track record of managing teams, specifically overseeing a team of 5. Your expertise in investment strategies, including fixed income, equities, multi-asset, and alternatives, will be highly valued.

In addition, you should possess sound knowledge of Conduct, Market Abuse, CASS, Best Execution, Cost and Charges, and ESG. People management skills are essential, as you will be guiding and developing your team to ensure they are equipped to meet the demands of this critical role.

This is a unique chance to work with a talented team and contribute to the growth and success of our company. If you are a motivated and experienced professional looking for a new challenge, please apply by sending your CV to us. We look forward to hearing from you

Salary Estimate: £90,000 - £110,000 per annum, depending on experience

About FincSelect: As a leading provider of financial services, we pride ourselves on our commitment to excellence and customer satisfaction. Our team of experts works tirelessly to provide top-notch solutions to our clients, and we are now seeking like-minded individuals to join us on this exciting journey.