Regulatory Lead

7 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Title

Regulatory Lead

About the Job

We are seeking a highly experienced Regulatory Lead to join our team at Compliance Professionals.

Key Responsibilities
  • Strategic relationship management with regulatory bodies worldwide.
  • Authoritative advisory coverage across all business desks globally.
  • Implementation of regulatory developments and adherence to relevant legislation.
  • Development and maintenance of an overarching Compliance Risk Framework.
  • Submission of global regulatory returns and reports.
Requirements
  • Demonstrated experience in broking or prime broking.
  • In-depth knowledge of FCA rules and regulations.
  • Prior experience holding the CSMF 16/ SMF 17 (CF10/CF11) controlled functions.
  • Previous experience managing a global team.

Estimated Salary: £120,000 - £180,000 per annum


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