Compliance Lead
6 hours ago
We are seeking a highly skilled Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our operations comply with all relevant regulations and laws.
The ideal candidate will have a deep understanding of regulatory requirements and excellent communication skills. They will be able to analyze complex data, identify risks, and develop strategies to mitigate them.
The estimated salary for this position is £80,000 - £100,000 per annum, depending on experience.
Responsibilities:- Stay updated on all pertinent FCA regulations
- Serve as the primary point of contact for regulatory inquiries and examinations
- Oversee and maintain the firm's policies and procedures
- Develop and implement compliance policies, procedures, and controls
- Prepare and submit regulatory reports and filings accurately and within prescribed deadlines
- Work closely with the global compliance function at the group level
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Compliance Lead
23 hours ago
London, Greater London, United Kingdom Compliance Wise Full timeAt Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...
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Regulatory Compliance Lead
22 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the Role:This is an exciting opportunity to join a leading financial services firm as a Head of Risk and Compliance. We are looking for a highly experienced individual with a strong background in Financial Services and a proven track record of delivering effective compliance solutions.Key Requirements:Minimum 10 years of experience in the Compliance...
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Compliance Team Lead
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeCompliance Team LeadA strategic leadership role within AJ FOX COMPLIANCE, overseeing the client onboarding process and ensuring all CDD checks and regulatory requirements are met.Key Responsibilities:Supervise CDD checks across a diverse range of clientsLead conflict-checking processes and identify potential issuesCollaborate with senior leadership on...
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Compliance Specialist Lead
24 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer – Financial ServicesWe are recruiting a highly motivated Compliance Officer to join our team in St Albans. As a key member of the Compliance department, you will play a vital role in ensuring our company's compliance with all applicable laws and regulations.About the Position:Support the development and implementation of compliance...
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Compliance Team Lead
7 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ FOX COMPLIANCEWe are seeking an experienced Compliance Manager to lead our risk and compliance team.As the Compliance Manager, you will oversee the client onboarding process, ensuring all CDD checks and regulatory requirements are met.Key ResponsibilitiesSupervise and manage CDD checks across various clients.Lead the conflict-checking process and...
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Compliance Team Lead
7 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ FOX COMPLIANCEOur London-based law firm is seeking an experienced Compliance Team Lead to oversee our risk and compliance team. As a Risk and Compliance Professional, you'll be responsible for ensuring all CDD checks and regulatory requirements are met. You'll lead a team of compliance professionals, driving performance, providing mentorship, and...
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Global Compliance Lead
6 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJoin our risk management team at AJ FOX COMPLIANCE as a Global Compliance Lead and take on a challenging new role in London. This prestigious position involves overseeing the performance of a compliance-based team and acting as a point of contact for business acceptance-related queries.The ideal candidate will have prior experience working with international...
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AML Compliance Team Lead
6 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OpportunityAJ Fox Compliance is a prestigious law firm based in London, seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The Compliance & Risk Manager will oversee the...
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AML Compliance Lead
22 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAbout AJ FOX COMPLIANCEAJ FOX COMPLIANCE is an international law firm seeking an experienced professional to join their dynamic team of analysts in London. This role requires a genuine interest in risk and compliance, supported by experience gained within a legal environment.
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Compliance Leader
20 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...
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Compliance Expert
6 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.
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Chief Compliance Professional
20 hours ago
London, Greater London, United Kingdom Compliance Wise Full timeWe are seeking an exceptional Chief Compliance Professional to lead our global Compliance function at Compliance Wise. The estimated salary for this role is $140,000 - $200,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional...
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Compliance Director of Operations
4 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeThis is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...
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Compliance Risk Manager
19 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...
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Regulatory Compliance Specialist
6 hours ago
London, Greater London, United Kingdom Compliance Professionals Full time**Company Overview**We are a leading provider of compliance services, seeking a skilled Compliance Associate to join our team in a central location.
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Compliance Program Manager
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeLeading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...
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Regulatory Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Compliance Expert
7 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...
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Aircraft Compliance Director
24 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Specialist Lead to join our team at Compliance Professionals. This is a permanent position based in St Albans.About the Role:Ensure the Compliance function has appropriate regulatory engagement, procedures and monitoring activity adequately support the mandatory requirements.Provide Compliance and AML...
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Compliance Risk Management Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...