Compliance Lead

6 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time
Job Description:

We are seeking a highly skilled Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our operations comply with all relevant regulations and laws.

The ideal candidate will have a deep understanding of regulatory requirements and excellent communication skills. They will be able to analyze complex data, identify risks, and develop strategies to mitigate them.

The estimated salary for this position is £80,000 - £100,000 per annum, depending on experience.

Responsibilities:
  • Stay updated on all pertinent FCA regulations
  • Serve as the primary point of contact for regulatory inquiries and examinations
  • Oversee and maintain the firm's policies and procedures
  • Develop and implement compliance policies, procedures, and controls
  • Prepare and submit regulatory reports and filings accurately and within prescribed deadlines
  • Work closely with the global compliance function at the group level

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