Compliance Risk Management Expert
4 weeks ago
We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.
Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks globally, and overseeing global regulatory developments and their implementation.
In addition, this role will involve oversight of financial crime risk globally, the global Compliance Monitoring Programme, and Compliance training globally. The expert will also ensure that Regulatory and Exchange queries, audits, and investigations are completed appropriately.
Key responsibilities include approval of new business initiatives, assessing regulatory developments, and leading implementation as required. The Compliance Risk Management Expert will also oversee and submit (where applicable) global regulatory returns and own the overarching Compliance Risk Framework.
This is an exciting opportunity to join our team and contribute to shaping our compliance strategy.
About the Role- Salary: £120,000 - £150,000 per annum (dependent on experience)
We offer a competitive salary, reflecting the expertise and qualifications required for this position. With extensive experience in broking/prime broking, you will have a proven track record in managing complex regulatory relationships and driving compliance initiatives.
BenefitsWe provide a comprehensive benefits package, including opportunities for professional growth and development. Our supportive work environment fosters collaboration and innovation, allowing our experts to thrive in their roles.
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