Compliance Program Manager
18 hours ago
Leading Compliance Professionals
A Career Opportunity at Our Organisation:
Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.
Key Responsibilities:- Ensure adherence to all applicable regulatory obligations by maintaining and enhancing the Compliance Monitoring Programme.
- Review and implement Compliance policies and procedures, assisting with the reconciliation and review of all regulatory reporting requirements (EMIR/MIFIR etc.).
- Support the preparation of regulatory submissions and authorisations, including the SM&CR.
- Provide supervisory oversight into internal and external controls in connection with trading, LME Select, DEA (Direct Electronic Trading), the use of algorithms, etc.
- Monitor trading activities to ensure strict conformance with regulatory responsibilities, including transaction and communication monitoring on various platforms.
- Analyse relevant provisions in connection with AML and market abuse.
- Assist in providing relevant training to employees and maintaining client records and trading authorisations.
- Produce compliance MI/reports, including periodic reports to the Board, and represent the organisation externally in meetings with regulatory bodies.
- At least 6 years of solid Compliance experience gained within a brokerage environment.
- Strong experience of commodity markets would be advantageous.
- Sound academic qualifications are essential, with a Compliance or Legal qualification being preferable.
The ideal salary for this role is around £80,000 per annum, based on national averages and industry standards.
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