Compliance Program Manager

18 hours ago


London, Greater London, United Kingdom Compliance Professionals Full time

Leading Compliance Professionals

A Career Opportunity at Our Organisation:

Job Summary

We are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.

Key Responsibilities:
  • Ensure adherence to all applicable regulatory obligations by maintaining and enhancing the Compliance Monitoring Programme.
  • Review and implement Compliance policies and procedures, assisting with the reconciliation and review of all regulatory reporting requirements (EMIR/MIFIR etc.).
  • Support the preparation of regulatory submissions and authorisations, including the SM&CR.
  • Provide supervisory oversight into internal and external controls in connection with trading, LME Select, DEA (Direct Electronic Trading), the use of algorithms, etc.
  • Monitor trading activities to ensure strict conformance with regulatory responsibilities, including transaction and communication monitoring on various platforms.
  • Analyse relevant provisions in connection with AML and market abuse.
  • Assist in providing relevant training to employees and maintaining client records and trading authorisations.
  • Produce compliance MI/reports, including periodic reports to the Board, and represent the organisation externally in meetings with regulatory bodies.
Requirements:
  • At least 6 years of solid Compliance experience gained within a brokerage environment.
  • Strong experience of commodity markets would be advantageous.
  • Sound academic qualifications are essential, with a Compliance or Legal qualification being preferable.

The ideal salary for this role is around £80,000 per annum, based on national averages and industry standards.



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