Financial Compliance Director

Job Title:Compliance and Training Director About the Role:We are seeking a highly skilled Compliance and Training Director to join our team at Schroders Recruitment. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are aligned with regulatory requirements and industry best practices.About...

Schroders Recruitment is a leading player in the financial services industry, providing award-winning, proprietary solutions for financial advisers. We are seeking a highly skilled Compliance and Training Supervisor to join our team in West Sussex.About the OpportunityThis is an exciting opportunity to work with our team and contribute to the success of our...

Company OverviewFinancial Divisions is a wealth planning firm with offices in Horsham. We offer financial advice to HNW retirees, accumulators, local families, and SME owners across Surrey, Sussex, Kent, and London.Salary and BenefitsThe salary for this role is £65,000 - £80,000 per annum, negotiable based on experience. A 20% bonus is offered on initial...

Job Title: Financial Planning SpecialistAbout the RoleThis is a servicing role suitable for experienced financial professionals with 2+ years of advising experience. The ideal candidate will have strong communication skills, be able to build long-term relationships, and demonstrate expertise in pensions, investments, tax planning, cashflow modeling, and...

The role of a Financial Director is available at Cedar Recruitment. This position requires an experienced professional to lead and mentor a small team, collaborating across offices while focusing on areas like R&D credits, reorganisations, and international tax matters. The successful candidate will be responsible for supporting diverse corporate clients,...

About the Role:We are seeking a highly skilled AML Compliance Assistant to join our team at Schroders. The successful candidate will be responsible for administering the supervisory scheme across the network, undertaking focused file checks, and maintaining accurate records of findings.Key Responsibilities:Assist the Compliance team in administering the...

**About Us**We are EngineeringUK, a leading provider of innovative solutions in the financial services industry. Our award-winning technology and support services empower high-quality financial advisers to succeed in their businesses.**Your Role**You will be based at our state-of-the-art campus near Horsham in West Sussex, surrounded by picturesque...

We are seeking a detail-oriented and experienced Financial Manager to oversee financial planning, reporting, and analysis for beBee Professionals in Horsham, UK.Key Responsibilities:Prepare financial reports, forecasts, and budgets for management review.Monitor and manage the company's cash flow, ensuring financial stability.Oversee month-end and year-end...

Key ResponsibilitiesAs Head of Finance, you will be responsible for shaping and executing the company's financial strategy, with a focus on risk mitigation, supporting mergers and acquisitions, and identifying growth opportunities.This role ensures optimal use of capital and resources by supervising all financial tasks across the group, delivering high-level...

The Schroders Recruitment team is seeking a dedicated Financial Services Compliance Assistant to join their team in Horsham, West Sussex. This role will involve supporting the Compliance team in administering the supervisory scheme across the Network.Key ResponsibilitiesAssist and support the Compliance team in administering the supervisory scheme across the...

Job Title: Compliance Officer - Investment SolutionsWe are seeking a highly skilled Compliance Officer to join our team at Schroders Recruitment. As a Compliance Officer, you will play a critical role in ensuring that our business operates within the required regulatory frameworks.About the Role:Assist the Compliance Director in providing a timely response...

Job OverviewAt Schroders, we're seeking a highly skilled Financial Risk and Compliance Specialist to join our team on a part-time basis. This role will involve maintaining a systematic file monitoring scheme across the network, in accordance with regulatory requirements. You'll undertake quality of advice reviews, risk assessments, and business reviews to...

About SchrodersWe offer an attractive salary package for this Compliance Training Manager role, ranging from £55,000 to £70,000 per annum, depending on experience.Job DescriptionThis role is an exciting opportunity to join our team as a Compliance Training Manager. As a key member of the compliance team, you will play a vital role in ensuring that our...

Job Overview:">We are looking for a highly skilled Regulatory Compliance Manager to join our team at Artemis Recruitment Consultants Ltd. As a key member of the team, you will be responsible for ensuring the company complies with all relevant regulations and guidelines.Your experience in compliance roles within the financial services sector will have...

About ENGINEERINGUKWe are a leading provider of proprietary solutions, covering regulatory, platform, and investment services.Our award-winning technology and support services help high-quality financial advisers meet and exceed their goals.We provide access to higher quality solutions, making it easier for them to achieve peace of mind.With our own...

We are seeking a highly skilled professional to lead our Finance team as a key player on a 6 month fixed term contract. The successful candidate will be responsible for overseeing the financial accounting team and treasury function, ensuring strong financial controls, accurate reporting and the integrity of accounting records.Manage the general ledger to...

Astral Recruitment is seeking an experienced Compliance Officer/Manager to join the team of a specialist financial services company based in Horsham.This full-time permanent role involves working within the compliance department, supporting a team of Advisers and ensuring good consumer outcomes and adherence to regulatory requirements.The ideal candidate...

About the RoleWe are seeking a highly skilled Compliance Assistant to join our team at MassMutual Eastern PA.This is a multi-faceted role, including supervising and supporting producers and non-registered associated persons. The ideal candidate will assist OSJ Supervisors in ensuring our financial professionals conduct business correctly and in compliance...

We are seeking an experienced Financial Analyst to join our expanding team at Austin Fraser.The successful candidate will be responsible for preparing and analysing monthly management accounts, presenting findings to senior management and directors.A good understanding of Excel packages is essential for this role, as well as the ability to manage a variety...

About ENGINEERINGUKWe offer a unique opportunity for experienced professionals to join our team and drive regulatory compliance excellence.Our company provides access to industry-leading technology and expertise, enabling financial advisers to succeed in today's complex regulatory landscape.Job SummaryLead a team of professionals, overseeing all aspects of...