Head of Compliance and Quality

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team. THE RESPONSIBILITIES: Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This is a great opportunity for someone to work locally in a close-knit team.THE RESPONSIBILITIES:Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring...

THE COMPANY: Our client is successful and rapidly growing financial services firm. THE RESPONSIBILITIES: Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Ensure compliance with all relevant laws and regulations Liaise with regulatory bodies Ensure all regulatory filings...

Job Description THE COMPANY: Our client is successful and rapidly growing financial services firm. THE RESPONSIBILITIES: Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Ensure compliance with all relevant laws and regulations Liaise with regulatory bodies Ensure all...

Job Description THE COMPANY: Our client is successful and rapidly growing financial services firm. THE RESPONSIBILITIES: Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Ensure compliance with all relevant laws and regulations Liaise with regulatory bodies Ensure all...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

THE COMPANY: Our client is successful and rapidly growing financial services firm. THE RESPONSIBILITIES: Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17. Ensure compliance with all relevant laws and regulations Liaise with regulatory bodies Ensure all regulatory filings and...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

THE COMPANY:Our client is successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulationsLiaise with regulatory bodiesEnsure all regulatory filings and reports...

Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. Ensure that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements expected for these businesses. Provide Compliance and AML...

Job DescriptionAn innovative, forward-thinking law firm, AJ Fox Compliance, is seeking a seasoned Risk & Compliance Manager to join their proactive team.This role involves collaborating closely with the Head of Risk and Compliance to embed a strong compliance culture and provide expert guidance on regulatory and risk issues.Key Responsibilities:Collaborate...

About AJ FOX COMPLIANCE:We are a forward-thinking law firm seeking an exceptional Risk & Compliance Manager to join our proactive team.This is a unique opportunity for someone passionate about risk management and regulatory challenges. You will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance...

Are you passionate about navigating complex risk and regulatory challenges? We're seeking a seasoned Compliance Expert to join our team at AJ FOX COMPLIANCE.About the RoleIn this critical role, you'll work closely with our Head of Risk and Compliance to drive compliance initiatives across the organization. Your expertise will be invaluable in providing...

AJ FOX Compliance is seeking a skilled Compliance Operations Manager to join its team.The ideal candidate will have strong analytical skills, excellent communication abilities, and a proven track record of delivering results.Salary: £75,000 per annum, depending on experience. A competitive salary package including benefits and opportunities for professional...

AJ FOX COMPLIANCE is seeking a highly skilled Risk & Compliance Manager to join our team.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk issues.As a Risk & Compliance Manager, you will be responsible...

Compliance and Risk Professional RoleAJ FOX COMPLIANCE is seeking an experienced Compliance and Risk Professional to join our dynamic team. In this role, you will collaborate with senior leadership and other departments to ensure that our firm complies with relevant legal, regulatory, and professional standards.Responsibilities:Provide expert guidance on...

Job OverviewAJ Fox Compliance is a forward-thinking law firm seeking a highly skilled Risk & Compliance Manager to join their proactive team.This role involves working closely with the Head of Risk and Compliance to develop and implement effective risk management strategies.Key Responsibilities:Collaborate with senior leadership and various departments to...