Investment Compliance Operations Specialist

2 days ago


Henley on Thames, Oxfordshire, United Kingdom ENGINEERINGUK Full time
Job Title

We are seeking a highly skilled Investment Compliance Operations Specialist to join our EMEA Investment Compliance team based in Henley-on-Thames.

About the Role

In this role, you will assist the regional team with various compliance-related tasks to ensure accounts follow their regulatory and contractual restrictions. This role offers significant growth opportunities, including collaboration with global teams, involvement in ESG initiatives, and participation in strategic projects.

Responsibilities
  1. Investment Compliance Support: Assist the team with tasks associated with investment compliance.
  2. Business Collaboration: Collaborate with Global ESG, Product Development, Legal, Investment Management, and Technology teams to support new product launches, regulatory developments, client onboarding, and ESG data improvement.
  3. Policies and Strategy: Work closely with the EMEA Investment Compliance managers to document processes and controls, strategic priorities, and identify scalable solutions.
  4. Project Management: Undertake ad hoc projects supporting our investment compliance monitoring program.
  5. Data Analysis: Review data to analyse trends and identify areas to increase efficiency.

Requirements

  • Experience does not have to be in the financial industry.
  • Working as part of a team to prioritise and deliver on ambitious timelines.
  • Analytical skills to review data trends and identify areas for improvement.
  • Demonstrable experience of learning new systems and processes.
  • Proven interest in financial markets and services.
  • Excel skills including VLOOKUP, Pivot tables, and data visualisation.
  • A 2:1 degree or equivalent experience in any subject.
  • High attention to detail.
  • Excellent written and oral communication skills.
  • Highly organised with excellent verbal and written communication skills.
  • Delivery-focused with ability to identify problems and evaluate effective solutions.
  • Remain calm under pressure.
  • Appetite for challenge.
  • Ability to work both independently and as a team.
About Us

At EngineeringUK, we are dedicated to helping investors achieve their financial objectives. We offer a wide range of investment strategies and vehicles to our clients around the world.

Our Benefits Package
  • Competitive annual leave allowance.
  • Flexible working options, including hybrid working arrangements.
  • Generous pension provisions.
  • Income protection.
  • Health and wellness benefits.
  • Volunteering days.
  • Enhanced parental leave.
  • Life insurance.
Estimated Salary Range

£55,000 - £70,000 per annum.



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