Compliance Executive Lead

2 days ago


Henley on Thames, Oxfordshire, United Kingdom OppenheimerFunds Distributor, Inc Full time
About Us

OppenheimerFunds Distributor, Inc is a leading provider of investment solutions, serving clients in the UK and globally. We are dedicated to delivering exceptional results and fostering long-term relationships with our clients.

Job Details
  • Full-time position based in Henley-on-Thames.
  • £60,000 - £80,000 per annum.
  • A comprehensive benefits package, including company-provided healthcare, competitive annual leave allowance, flexible working options, and generous pension provisions.
Your Responsibilities
  • Act as the Compliance Advisory subject matter expert on regulation relating to the UK collective investment scheme products, operations and administration.
  • Advising on the application of the UK regulatory rules pertaining to Product, Fund Administration, Fund Accounting and Distribution Services.
  • Being the compliance relationship manager for Product, Fund Administration, Fund Accounting and Distribution Services.
Requirements
  • Meaningful experience in Compliance, within asset management or financial services.
  • Experience of fund governance and distribution in the UK, including distribution channels and products (e.g. UCITS, AIFs, PRIIPS, Investment Trusts).
  • A good understanding of the rules within COBS/COLL/DISP/ESG/FUND/PRIN/PROD/SYSC.
Why Join Us?

We offer a dynamic and supportive work environment, with opportunities for professional growth and development. Our commitment to diversity and inclusion ensures that every individual has the opportunity to succeed and thrive.



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