Compliance Programme Manager

3 weeks ago


London, Greater London, United Kingdom ENGINEERINGUK Full time
Job Summary:

We are seeking an experienced compliance professional to join our team at BlackRock. As Information Barrier Specialist, you will play a key role in supporting and maintaining our information barrier compliance programmes. These programmes are critical to our business objectives and govern the flow of material non-public information (MNPI) and sensitive information related to investment due diligence and corporate initiatives.

Your primary responsibilities will include interacting with various BlackRock functions across the globe, responding to business inquiries, and progressing business initiatives. You will also be responsible for preparing policies, procedures, and processes to ensure compliance with applicable regulatory requirements and industry practices. Additionally, you will participate in efforts related to regulatory examinations and internal audits, assist with the preparation and delivery of compliance training and education programs, and prepare management information reporting.

Responsibilities:
  • Support and maintain information barrier compliance programmes.
  • Interact with various BlackRock functions.
  • Respond to business inquiries and progress business initiatives.
  • Prepare policies, procedures, and processes for compliance.
  • Participate in regulatory examinations and internal audits.
  • Assist with compliance training and education programs.
  • Prepare management information reports.
$125,000 - $155,000 per annum

Qualifications:
  • 6-8 years of experience in asset management or similar roles with MNPI and/or information barriers.
  • Knowledge of MNPI/Insider Trading regulations and/or Aladdin is an advantage.
  • Strong project management skills with ability to interact with various teams.
  • Organised and detail-oriented with excellent time management and multi-tasking skills.
  • Proficient in M365 applications including Excel, Word, PowerPoint, and Teams.
  • Bachelor's degree required.


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