Compliance Programme Manager
4 weeks ago
Compliance Programme Manager
Salary$120,000 - $180,000 per annum
About the RoleWe are seeking a highly experienced Compliance Programme Manager to join our team in London. The successful candidate will be responsible for managing key elements of Carlyle's compliance program and supporting the development and implementation of the regulatory compliance platform.
Key Responsibilities- Manage and develop regulatory compliance programmes relating to businesses, regulated entities, employees, and advisory clients.
- Support drafting of various compliance risk assessments and completion of risk reviews, including as part of the ICARA process and also in relation to financial crime.
- Contribute to the development and drafting of compliance policies and procedures, including as a result of new UK and European regulations, and implement new compliance plans.
- Support business reorganisation or acquisition projects, including management of key workstreams for these projects and creation of new processes as necessary.
- Bachelor's Degree; Legal qualification and/or other professional qualification beneficial.
- Minimum 6-7 years of experience in a compliance role at a private equity fund, hedge fund or other asset management firm, law firm, compliance consulting firm or investment bank.
We offer a competitive salary, a dynamic and inclusive work environment, and opportunities for career growth and development.
-
Compliance Program Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeLeading Compliance ProfessionalsA Career Opportunity at Our Organisation:Job SummaryWe are seeking a highly skilled and experienced Compliance Program Manager to join our team. This is a unique opportunity to work with a leading global commodities organisation, assisting with managing a small team and working 4 days in the office.Key Responsibilities:Ensure...
-
Compliance Risk Management Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...
-
Compliance Risk Management Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Overview:The Compliance Manager will assist with managing a small team and will be 4 days in the office.Main Responsibilities:Ensure adherence to all applicable regulatory obligations by maintaining and enhancing the Compliance Monitoring Programme.Review and implement Compliance policies and procedures, including reconciliation of regulatory reporting...
-
Compliance Lead
2 days ago
London, Greater London, United Kingdom Compliance Wise Full timeAt Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...
-
Compliance Leader
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeAs a Compliance Leader at Compliance Professionals, you will oversee global regulatory relationships and advisory coverage of all business desks globally. You will be responsible for oversight of global regulatory developments, driving their implementation, and ensuring Regulatory and Exchange queries, audits, and investigations are completed in an...
-
AML/Compliance Risk Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSalary: £60,000 - £80,000 per annum, depending on experience.About the JobWe are seeking a Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.Key...
-
Regulatory Compliance Expert
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
-
Compliance Director of Operations
4 weeks ago
London, Greater London, United Kingdom Compliance Wise Full timeThis is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...
-
Global Compliance Director
6 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...
-
Aircraft Compliance Specialist
4 days ago
London, Greater London, United Kingdom Compliance Professionals Full time**About Us**Compliance Professionals is a rapidly growing electronic brokerage firm based in the City.Job Description:We are looking for a skilled Aircraft Compliance Specialist to join our team based in London. As an Aircraft Compliance Specialist, you will be responsible for driving compliance oversight through the testing and monitoring programme.The...
-
Compliance Associate
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeWe are looking for a skilled Compliance Associate to join our team at Compliance Professionals. Based in the city, this role offers a unique opportunity to work with an institutional commodities broker.Job DescriptionSupport Ongoing Annual Compliance Programme Delivery: Assist in reviewing policies and procedures, suggest improvements, and communicate with...
-
Compliance Programme Manager
3 weeks ago
London, Greater London, United Kingdom ENGINEERINGUK Full timeJob Summary:We are seeking an experienced compliance professional to join our team at BlackRock. As Information Barrier Specialist, you will play a key role in supporting and maintaining our information barrier compliance programmes. These programmes are critical to our business objectives and govern the flow of material non-public information (MNPI) and...
-
Compliance Director for Global Operations
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionWe are seeking a highly skilled Compliance Director to lead our global operations and ensure we maintain the highest standards of regulatory compliance.About the RoleDevelop and implement effective global compliance strategies, ensuring alignment with relevant regulations and industry best practices.Manage and oversee our global regulatory...
-
London, Greater London, United Kingdom Compliance Wise Full timeWe are seeking an experienced Compliance professional to lead our global Compliance function at Compliance Wise, a leading international law and professional services firm. This is an exciting opportunity for an accomplished compliance expert with a background in the legal and/or professional services sector to shape our risk management strategy and drive...
-
Regulatory Compliance Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
-
Compliance Programme Manager
1 month ago
London, Greater London, United Kingdom Vodafone Full timeKey Responsibilities:The Compliance Programme Manager will oversee the implementation of the Compliance programme, ensuring alignment with Vodafone Business goals and objectives. This involves:Developing and maintaining a robust Compliance framework, incorporating policy governance, training, and monitoring.Leading the Anti-Bribery programme, providing...
-
Compliance Risk Manager
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeThe Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...
-
Compliance Officer
20 hours ago
London, Greater London, United Kingdom Compliance Professionals Full time**Job Description**The Compliance Associate will be responsible for supporting ongoing annual compliance programme delivery, including reviewing policies and procedures, suggesting improvements, and communicating with relevant internal and external stakeholders. Additionally, the candidate will respond to external compliance-related requests from banks and...
-
Compliance Expert Professional
4 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...
-
Regulatory Compliance Officer
6 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking an experienced Regulatory Compliance Officer to join our team at Compliance Professionals. This is a fantastic opportunity for a skilled professional to take their career to the next level.Job DescriptionIn this role, you will play a crucial part in ensuring that our company adheres to regulatory requirements. You will provide...