Investment Security and Compliance Expert

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

Job Title: Investment Security ExecutiveWe are looking for a highly skilled Investment Security Executive to join our team at Avenir Investment Management Limited. The successful candidate will be responsible for developing and implementing risk management strategies to ensure investment security.Key Responsibilities:Risk Identification and Assessment:...

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

Investment Compliance Role OverviewIDEX Consulting Ltd is seeking a skilled Compliance Analyst to join our team as an Investment Compliance Expert.This role requires producing high-quality Compliance reports, managing risks associated with investments, and collaborating with investment management businesses.We provide ongoing study support for professional...

Job DescriptionWe are looking for a seasoned Investments Compliance Professional to join our Risk & Compliance function.This is a fantastic opportunity for someone to utilise their expertise in investment products and regulatory compliance to drive business growth and deliver good customer outcomes.The successful candidate will be responsible for:Providing...

About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

About the RoleWe are looking for an experienced Regulatory Compliance Expert in Alternative Investment to join our team. The ideal candidate will have a strong background in compliance and a deep understanding of regulatory requirements.In this role, you will be responsible for ensuring compliance with applicable regulations, including but not limited to...

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

Job Summary We are seeking a highly skilled Compliance Senior Manager to join our team at AXA Investment Managers. As a key member of our Compliance Department, you will be responsible for managing the compliance advisory team and providing expert advice on regulatory matters to our investment management business. Key Responsibilities Manage a team of...

About the RoleWe are seeking a Compliance Expert to join our Risk & Compliance team. As a key member of this function, you will play a crucial role in advising on new investment product development and monitoring products and services to ensure customer outcomes.Key responsibilities include:Advising on new investment product developmentMonitoring products...

Job OverviewWillow Resourcing Limited is seeking a skilled Compliance Expert to join their team in London. This is an excellent opportunity for a motivated individual to work with a leading FinTech company and contribute to the growth of their Risk & Compliance function.In this role, you will be responsible for advising on new investment product development...

Job OverviewWe are seeking a skilled Investment Management Compliance Expert to join our team at ZipRecruiter. The successful candidate will be responsible for providing technical compliance guidance on Investment Management solutions.This is a contract role for 6 months, paid on a daily rate basis. The ideal candidate will have experience in leading on...

At Goldman Sachs Bank AG, we are seeking a highly skilled Compliance Expert to join our Investment Banking team in London. As a key member of the IB Financing Group Compliance Team, you will provide critical advice and guidance on regulatory matters, ensuring compliance with applicable laws and regulations.We estimate the annual salary for this role to be...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

Company OverviewWe are a leading online trading platform that enables individuals to build wealth through innovative products and services. Our mission is to make investing accessible to everyone, and we're looking for a talented Compliance Expert to help us achieve this goal.Job DescriptionThis role will involve working closely with our Compliance team and...

Established in 2009, Gresham Hunt is a specialist recruitment agency partnered with a leading global investment management firm. This role offers the opportunity to work closely with their Compliance team, providing timely and accurate advice on regulations.We are looking for a highly experienced Senior Compliance Officer to join their team in London. As a...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

About This OpportunityBlackRock, Inc. is a leading global investment management company seeking an experienced Compliance Professional to join its EMEA Investment & Trading Compliance team.Role Overview:This is an exciting opportunity for a seasoned Compliance expert to provide critical support to our business units, ensuring adherence to regulatory...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

We are seeking an IT Security and Compliance Expert to join our team at Octopus Group.About the RoleThis is an exciting opportunity to work in a dynamic environment where you will be responsible for ensuring that our systems and processes meet the highest standards of security and compliance. You will also assist infrastructure and development teams to...