Investment Compliance Specialist

Job Purpose:To assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities. In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best...

Role OverviewAn Investment Compliance Specialist is sought to join the Investment Guideline Compliance team at Janus Henderson, a leading global investment manager.

At MFS Investment Management, we are seeking a Compliance Specialist Manager to join our team. This is a critical role that requires a high degree of expertise in regulatory compliance and ability to lead cross-functional teams.The estimated salary for this position is $120,000 - $180,000 per year, depending on location and experience.About the RoleThe...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

At MFS Investment Management, we are dedicated to building a diverse, inclusive, and authentic workplace. We are seeking a highly skilled Compliance Lead Specialist to join our team.The RoleThe Compliance Lead Specialist will be responsible for interacting with Compliance Department personnel and assigned business units to ensure regulatory and client...

Investment Analyst RoleInsight Investment is seeking an Investment Analyst to join the Secured Finance team in London. This role will focus on analysing and recommending structured finance investments across the capital structure from Investment Grade debt to Unrated instruments.Key ResponsibilitiesModelling and evaluating investment opportunities in bespoke...

At Barings, we recognize the importance of a comprehensive investment guideline monitoring program in ensuring the integrity of our client accounts and products. As an Investment Compliance Specialist, you will play a critical role in maintaining and developing this program, working closely with our Portfolio Management, Trading, Legal, Compliance, Risk, and...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer to join our team in London. As a key member of our legal department, you will provide strategic and commercial transaction support and advice on investment transactions and asset management across our credit investment...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer - Investment Expert to join our team in London. As a key member of our global legal team, you will provide strategic, creative, and commercial transaction support and advice across a broad range of credit investment...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

We are seeking a highly skilled Senior Investment Fund Specialist to join our team at AXA Investment Managers. As a Senior Investment Fund Specialist, you will be responsible for researching and monitoring external investment managers and their offerings, including Collective Investment Schemes (CIS), non-CIS, segregated mandates, and structured products.Key...

About the RoleMFS Investment Management is seeking a highly skilled Investment Research Specialist to join our team. As a key member of our investment team, you will be responsible for conducting rigorous, security-level analysis to develop a nuanced understanding of the financially material ESG risks and opportunities facing each fixed income or equity...

Investment Guideline Compliance RoleWe're seeking an experienced Investment Guideline Compliance Specialist to join our dynamic team at Janus Henderson. As a key member of our Investment Guideline Compliance team, you will play a vital role in ensuring the effective monitoring and management of investment guidelines across our organization.Responsibilities:-...

Job TitleCompliance Director - Financial Crime SpecialistCompany OverviewOur client is a leading global investment management business with offices in the West End. We have been exclusively instructed to assist with their hire of a Compliance Director on a 13-month fixed-term contract.About the RoleThe Compliance Director will work within the region to...

At MFS Investment Management, we are dedicated to building a culture that supports our values and fosters a collaborative work environment. Our team works together to achieve better outcomes, prioritizing the strongest idea over the strongest individual.The Compliance Lead Specialist RoleThe Compliance Lead Specialist will interact with Compliance Department...

About the RoleS.R Investment Partners is looking for a Data-Driven Investment Specialist to join our team. As a key member of our investment team, you will be responsible for researching and developing advanced trading strategies.Key responsibilities include:Managing all aspects of the research processImprovement of existing strategiesDevelopment of new...

At Compliance Professionals, we are currently seeking a highly skilled Anti-Money Laundering Compliance Specialist to join our team as a Vice President. This is a 12-month fixed-term contract opportunity.About the RoleThis role will be part of our EMEA Financial Crime Team, responsible for managing the financial crime compliance program, including Anti-Money...

Job Title: Senior Compliance SpecialistWe are seeking a highly skilled Senior Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for providing management information and attending relevant internal meetings, responding to queries from across the business relating to SMCR matters, advising business...

A leading investment management company based in London is seeking a Senior Investment Compliance Analyst to join their team.Job DescriptionThe ideal candidate will take responsibility for implementing and reviewing investment compliance rules and regulations, overseeing daily monitoring of pre and post trade compliance, managing investment operational risk...

Compliance Advisory Manager OpportunityWe are seeking a Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The role involves reviewing operational SOPs, suggesting amendments and enhanced controls, and advising the business on regulatory interpretation.Key Responsibilities:Review and enhance...