Investment Guideline Compliance Specialist

About the RoleInsight Investment is seeking a skilled Investment Guidelines Specialist to join its Guideline Management team in London. The team is responsible for implementing, coding, and monitoring investment guidelines, working closely with fund management and client solutions groups to ensure guidelines are operationally sound and investment risk limits...

Job Title: Guideline Coding SpecialistJob Summary: We are seeking a skilled Guideline Coding Specialist to join our team at Insight Investment. The successful candidate will be responsible for reviewing and coding investment guidelines, ensuring that they are operationally sound and aligned with our risk management strategies.Key Responsibilities:Review and...

Job Title: Guideline Coding SpecialistJob Summary: We are seeking a skilled Guideline Coding Specialist to join our team at Insight Investment. The successful candidate will be responsible for reviewing and coding investment guidelines, ensuring that risk limits are accurately implemented and monitored.Key Responsibilities:Review and code investment...

Job Title: Guideline Coding SpecialistJob Summary: We are seeking a skilled Guideline Coding Specialist to join our team at Insight Investment. The successful candidate will be responsible for reviewing and coding investment guidelines, ensuring that risk limits are adhered to and that our systems are operationally sound.Key Responsibilities:Build a detailed...

Job Title: Guideline Coding SpecialistAbout the Role:Insight Investment is seeking a skilled Guideline Coding Specialist to join its Guideline Management team in London. The team is responsible for implementing, coding, and monitoring investment guidelines, ensuring they are operationally sound and aligned with investment risk limits.Key...

Job Title: Guideline Coding SpecialistJob Summary:The Guideline Coding Specialist will be responsible for reviewing and coding investment guidelines into thinkFolio. This role requires a strong understanding of thinkFolio and the ability to work closely with fund managers and client directors to ensure accurate coding and timely implementation.Key...

Company OverviewInsight Investment is a leading global asset manager dedicated to crafting innovative investment solutions tailored to meet the evolving needs of our clients. With a strong focus on collaboration and expertise, we deliver exceptional investment performance while fostering growth in assets under management.Division Description:The Operations...

Role OverviewAn Investment Compliance Specialist is sought to join the Investment Guideline Compliance team at Janus Henderson, a leading global investment manager.

At MFS Investment Management, we are seeking a Compliance Specialist Manager to join our team. This is a critical role that requires a high degree of expertise in regulatory compliance and ability to lead cross-functional teams.The estimated salary for this position is $120,000 - $180,000 per year, depending on location and experience.About the RoleThe...

At MFS Investment Management, we are dedicated to building a diverse, inclusive, and authentic workplace. We are seeking a highly skilled Compliance Lead Specialist to join our team.The RoleThe Compliance Lead Specialist will be responsible for interacting with Compliance Department personnel and assigned business units to ensure regulatory and client...

At Barings, we recognize the importance of a comprehensive investment guideline monitoring program in ensuring the integrity of our client accounts and products. As an Investment Compliance Specialist, you will play a critical role in maintaining and developing this program, working closely with our Portfolio Management, Trading, Legal, Compliance, Risk, and...

At Barings, we recognize the importance of maintaining a comprehensive investment guideline monitoring program for our client accounts and products. We are seeking a skilled Investment Compliance Specialist to assist in the assessment of our guideline monitoring risks and identify breaches to prescribed policies.This position requires the use of policies,...

At MFS Investment Management, we are seeking a highly skilled Compliance Lead Specialist to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.The RoleThe Compliance Lead Specialist will be responsible for interacting with...

At MFS Investment Management, we are committed to building a culture that supports our employees in doing what they do best. Our team works together to achieve better outcomes, favoring the strongest idea over the strongest individual. We prioritize people and demonstrate care and compassion for our community and each other. Because what we do matters – to...

At Barings, we recognize the importance of maintaining a comprehensive investment guideline monitoring program for our client accounts and products. This position is responsible for assisting in the assessment of the firm's guideline monitoring risks and identifying breaches to prescribed policies.The ideal candidate will have a strong understanding of EU...

At MFS Investment Management, we are dedicated to building a culture that supports our values and fosters a collaborative work environment. Our team works together to achieve better outcomes, prioritizing the strongest idea over the strongest individual.The Compliance Lead Specialist RoleThe Compliance Lead Specialist will interact with Compliance Department...

About the Role:We are seeking a highly skilled Compliance Officer - Financial Promotions to join our team. The ideal candidate will have a strong background in generalist compliance and experience working in the financial services sector. A financial services background is essential, with asset management exposure being a plus.Key Responsibilities:Monitoring...

Compliance Officer Financial PromotionsOur client is a global asset manager, providing investment advice to institutional and individual investors around the world.Monitoring investment guidelines for UCITS funds/segregated mandates using the Charles River system, including reviews of investment guidelines/restrictions for new accounts/products.Liaising with...

Job Purpose:To assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities. In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...