Compliance Lead Specialist

4 weeks ago

London, Greater London, United Kingdom MFS Investment Management Full time

At MFS Investment Management, we are dedicated to building a diverse, inclusive, and authentic workplace. We are seeking a highly skilled Compliance Lead Specialist to join our team.

The Role

The Compliance Lead Specialist will be responsible for interacting with Compliance Department personnel and assigned business units to ensure regulatory and client compliance requirements are met. This role will involve training compliance professionals and key business stakeholders on regulatory and client requirements, as well as providing guidance and direction to assigned business units.

Key Responsibilities

  • Manage assigned business partner relationships by attending status meetings, responding to questions, and communicating compliance requirements.
  • Assist with the research of regulatory issues and provide advice and guidance to internal stakeholders to achieve and maintain compliant operations and processes.
  • Recommend and draft new guidelines and procedures to ensure compliance with regulatory requirements.
  • Respond proactively to requests for assistance from the business, research issues, and provide advice and guidance to ensure compliance.
  • Keep abreast of and communicate changes in regulatory rules, guidelines, and interpretations affecting compliance materials.
  • Collaborate with Legal to assess implications of new rules and regulations related to assigned areas and recommend courses of action.
  • Provide compliance-related training to personnel related to areas of responsibility and junior members of the team.
  • Participate in other projects and compliance initiatives and work with relevant colleagues within the wider Compliance team, as required.

Requirements

  • Bachelor's degree or equivalent years of experience, preferably 5-6+ years with at least 4 years related investment management, financial services, or industry-related compliance experience.
  • Excellent interpersonal, organizational, communication, customer-service, team-working, and problem-solving skills.
  • Experience in multi-tasking and able to prioritize according to business need.
  • Proven ability to develop and foster strong interpersonal relationships and maintain effective cross-functional teams throughout the organization.
  • Strong attention to detail is essential.
  • Good business judgment and the ability to handle challenges while maintaining a professional approach to problem-solving.

At MFS Investment Management, we offer a competitive benefits program and family-friendly policies that support the work-life balance needs of our employees. We are a hybrid work environment (remote/onsite) unless otherwise stated in the job posting.

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