Financial Crime Compliance Specialist

1 week ago

London, Greater London, United Kingdom Compliance Professionals Full time
Financial Crime Compliance Specialist

We are seeking a highly skilled Financial Crime Compliance Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for performing compliance controls on the activity of the Company according to the Company's Financial Crime CMP.

Key Responsibilities:

  • Implement and update the Company's FCC Policies and Procedures in accordance with local requirements and Group standards, policies, and procedures.
  • Perform independent review of client onboarding and periodic account review as second line of defence.
  • Ensure adherence to and strong monitoring of all compliance related regulatory requirements and developments applicable to the firm, including regulations in UK.
  • Identify and assess compliance risks and impact from new projects, products/services or arising from new regulations.
  • Maintain knowledge and awareness of key regulatory changes related to Financial Crime Compliance matters impacting the business, including review of relevant local consultation papers, discussion papers, guidance, policy statements, thematic reviews, and enforcement cases.
  • Maintain high level of AML/CFT risk awareness within the Company and provide/organize relevant trainings.
  • Prepare external regulatory reporting (including but not limited to the annual UK MLRO report), as well as reports to internal management bodies including to the Group Compliance.
  • Prepare reports to company executives and risk committee, Client Acceptance Committee, Board of Directors.
  • Assist with Internal and External Audits.
  • Assist with the Business Wide Risk Assessment for the company (UK).

Requirements:

  • 5+ years' experience within a 2nd line of defence function focusing on AML & Financial Crime. (NOT KYC/ ONBOARDING ROLES)
  • Good experience with developing policies and procedures for the financial crime CMP.
  • Ability to commute to the city 3 days a week.

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