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Compliance Lead Specialist

1 month ago

London, Greater London, United Kingdom MFS Investment Management Full time

At MFS Investment Management, we are committed to building a culture that supports our employees in doing what they do best. Our team works together to achieve better outcomes, favoring the strongest idea over the strongest individual. We prioritize people and demonstrate care and compassion for our community and each other. Because what we do matters – to us as valued professionals and to the millions of people and institutions who rely on us to help them build more secure and prosperous futures.

THE ROLE

The Compliance Lead Specialist will collaborate with Compliance Department personnel and assigned business units to ensure regulatory and client compliance requirements are met. The role will involve training compliance professionals and key business stakeholders on regulatory and client requirements, as well as providing guidance and direction to assigned business units. The Compliance Lead Specialist may also participate in other Compliance initiatives and projects.

KEY RESPONSIBILITIES

  • Manage assigned business partner relationships by attending status meetings, responding to questions, communicating compliance requirements, and delivering on stated review turnarounds and standards.
  • Assist with the research of regulatory issues and provide appropriate advice and guidance to internal stakeholders to assist in achieving and maintaining compliant operations and processes.
  • Recommend and draft new guidelines and procedures.
  • Respond proactively to requests for assistance from the business, research issues, provide advice and guidance, and use influencing skills to ensure that the appropriate solutions are agreed.
  • Keep abreast of and communicate changes in regulatory rules, guidelines, and interpretations affecting compliance materials.
  • Keep updated on global regulatory updates and interpretive releases. Collaborate with senior managers and Legal to assess implications of new rules and regulations related to assigned areas, apprise others of developments, and recommend courses of action as appropriate.
  • Provide compliance-related training to personnel related to areas of responsibility and junior members of the team.
  • Participate in other projects and Compliance initiatives and work with relevant colleagues within the wider Compliance team, where required.
  • Support other global initiatives/functions as required in assigned regions.

REQUIREMENTS

  • Bachelor's degree or equivalent years of experience, preferably 5-6+ years, with at least 4 years related investment management, financial services, or industry-related compliance experience.
  • Excellent interpersonal, organizational, communication, customer-service, team-working, and problem-solving skills. Must be able to write effectively and present research, analysis, and conclusions in a persuasive manner.
  • Experience in multi-tasking and able to prioritize according to business need.
  • Proven ability to develop and foster strong interpersonal relationships and to maintain effective cross-functional teams throughout the organization.
  • Strong attention to detail is essential.
  • Good business judgment and the ability to handle challenges while maintaining a professional approach to problem-solving.

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At MFS Investment Management, we are dedicated to building a diverse, inclusive, and authentic workplace. If you are excited about this role but your past experience doesn't align perfectly, we encourage you to apply – you might be just the right candidate for this role or others.

WHAT WE OFFER

At MFS Investment Management, we view our employees as family – and like you, we want our family happy and healthy. That's why we provide competitive benefits programs and family-friendly policies that support the work-life balance needs of our employees.

MFS Investment Management is a hybrid work environment (remote/onsite) unless otherwise stated in the job posting.

If any applicant is unable to complete an application or respond to a job opening because of a disability, please contact MFS Investment Management at –0 or email for assistance.