Compliance Specialist Manager

3 days ago

London, Greater London, United Kingdom MFS Investment Management Full time

At MFS Investment Management, we are seeking a Compliance Specialist Manager to join our team. This is a critical role that requires a high degree of expertise in regulatory compliance and ability to lead cross-functional teams.

The estimated salary for this position is $120,000 - $180,000 per year, depending on location and experience.

About the Role

The Compliance Specialist Manager will be responsible for managing assigned business partner relationships, providing guidance and direction to staff, and participating in other Compliance initiatives and projects.

  • Manage assigned business partner relationships by attending status meetings, responding to questions, communicating compliance requirements and delivering on stated review turnarounds and standards.
  • Assist with the research of regulatory issues and provide appropriate advice and guidance to internal stakeholders to assist in achieving and maintaining compliant operations and processes.
  • Recommend and draft new guidelines and procedures.
  • Respond proactively to requests for assistance from the business, research issues, provide advice and guidance. Use influencing skills to ensure that the appropriate solutions are agreed.
  • Keep abreast of and communicate changes in regulatory rules, guidelines and interpretations affecting compliance materials.
  • Participate in other projects and compliance initiatives and work with relevant colleagues within the wider Compliance team, where required.
Requirements

To be successful in this role, you will need:

  • Bachelor's degree or equivalent years of experience preferably 5-6+ years with at least 4 years related investment management, financial services or industry related compliance experience.
  • Excellent interpersonal, organizational, communication, customer-service, team working and problem-solving skills. Must be able to write effectively, and present research, analysis and conclusions in a persuasive manner.
  • Experience in multi-tasking and able to prioritize according to business need.
  • Proven ability to develop and foster strong interpersonal relationships and to maintain effective cross-functional teams throughout the organization.
  • Strong attention to detail is essential.
  • Good business judgement and the ability to handle challenges while maintaining a professional approach to problem solving.
What We Offer

As a Compliance Specialist Manager at MFS Investment Management, you can expect a competitive benefits package and a hybrid work environment (remote/onsite). We value our employees as family and want them to be happy and healthy. That's why we provide family-friendly policies and support work-life balance needs of our employees.

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