Investment Compliance Specialist

Job Purpose:To assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities. In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best...

About the RoleInsight Investment is seeking a skilled Investment Guidelines Specialist to join its Guideline Management team in London. The team is responsible for implementing, coding, and monitoring investment guidelines, working closely with fund management and client solutions groups to ensure guidelines are operationally sound and investment risk limits...

At MFS Investment Management, we are seeking a Compliance Specialist Manager to join our team. This is a critical role that requires a high degree of expertise in regulatory compliance and ability to lead cross-functional teams.The estimated salary for this position is $120,000 - $180,000 per year, depending on location and experience.About the RoleThe...

Role OverviewAn Investment Compliance Specialist is sought to join the Investment Guideline Compliance team at Janus Henderson, a leading global investment manager.

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

At MFS Investment Management, we are dedicated to building a diverse, inclusive, and authentic workplace. We are seeking a highly skilled Compliance Lead Specialist to join our team.The RoleThe Compliance Lead Specialist will be responsible for interacting with Compliance Department personnel and assigned business units to ensure regulatory and client...

At MFS Investment Management, we are seeking a highly skilled Compliance Lead Specialist to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.The RoleThe Compliance Lead Specialist will be responsible for interacting with...

At MFS Investment Management, we are committed to building a culture that supports our employees in doing what they do best. Our team works together to achieve better outcomes, favoring the strongest idea over the strongest individual. We prioritize people and demonstrate care and compassion for our community and each other. Because what we do matters – to...

Investment Analyst RoleInsight Investment is seeking an Investment Analyst to join the Secured Finance team in London. This role will focus on analysing and recommending structured finance investments across the capital structure from Investment Grade debt to Unrated instruments.Key ResponsibilitiesModelling and evaluating investment opportunities in bespoke...

Job Purpose:To assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities. In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best...

At Barings, we recognize the importance of a comprehensive investment guideline monitoring program in ensuring the integrity of our client accounts and products. As an Investment Compliance Specialist, you will play a critical role in maintaining and developing this program, working closely with our Portfolio Management, Trading, Legal, Compliance, Risk, and...

Job DescriptionJCR Talent is delighted to be partnering with an award-winning Investments firm as they seek a Compliance Manager.Key Responsibilities:Provide strategic guidance to the business to develop innovative investing products that meet customer needs.Build and maintain strong relationships across the organization.Ensure compliance with regulatory...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer to join our team in London. As a key member of our legal department, you will provide strategic and commercial transaction support and advice on investment transactions and asset management across our credit investment...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer - Investment Expert to join our team in London. As a key member of our global legal team, you will provide strategic, creative, and commercial transaction support and advice across a broad range of credit investment...

Company OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...

We are seeking a highly skilled Senior Investment Fund Specialist to join our team at AXA Investment Managers. As a Senior Investment Fund Specialist, you will be responsible for researching and monitoring external investment managers and their offerings, including Collective Investment Schemes (CIS), non-CIS, segregated mandates, and structured products.Key...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Description:We are seeking a highly experienced Compliance Advisory Manager to assist our client, a leading Investments & Pensions company, on a new project. The successful candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs...

About the RoleMFS Investment Management is seeking a highly skilled Investment Research Specialist to join our team. As a key member of our investment team, you will be responsible for conducting rigorous, security-level analysis to develop a nuanced understanding of the financially material ESG risks and opportunities facing each fixed income or equity...

Job Title: Senior Compliance Advisory Manager - Investments/ISAs ExpertJob Summary: We are seeking a highly experienced Compliance Advisory Manager to assist on a new project with a leading Investments & Pensions company. The ideal candidate will have solid compliance experience of advising on Policies & Procedures covering Investments/ISAs and SIPPs.Key...

Investment Guideline Compliance RoleWe're seeking an experienced Investment Guideline Compliance Specialist to join our dynamic team at Janus Henderson. As a key member of our Investment Guideline Compliance team, you will play a vital role in ensuring the effective monitoring and management of investment guidelines across our organization.Responsibilities:-...