Investment Product Compliance Specialist

Job SummaryThe Investment Product Lead Analyst plays a critical role in supporting MFS' investment strategies. This position works closely with the Sr. Strategist -Investment Product Specialist to provide expertise on fixed income data and support the production of internal and external collateral. The IPLA collaborates with the Sr. Strategist and investment...

About the RoleThe Investment Product Lead Analyst plays a critical role in supporting MFS' investment strategies. This position works closely with the Sr. Strategist -Investment Product Specialist to provide expertise in fixed income data analysis and collateral production.Key ResponsibilitiesManage incoming inquiries on MFS' products, including retail,...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Job SummaryThe Investment Product Lead Analyst at MFS Investment Management plays a crucial role in supporting the company's investment strategies. This position works closely with the Sr. Strategist - Investment Product Specialist to provide expert support for MFS' investment products.Key Responsibilities Manages incoming inquiries on MFS' products,...

Job DescriptionJCR Talent is delighted to be partnering with an award-winning Retail Investments firm as they hire a Regulatory Compliance Manager.Key Responsibilities:Providing compliance oversight of investing products and processes through monitoring and periodic reviews.Advising the business on how to build great investing products that meet regulatory...

At Barings, we recognize the importance of a comprehensive investment guideline monitoring program in ensuring the integrity of our client accounts and products. As an Investment Compliance Specialist, you will play a critical role in maintaining and developing this program, working closely with our Portfolio Management, Trading, Legal, Compliance, Risk, and...

Job Purpose:To assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities. In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best...

About the RoleInsight Investment is seeking a skilled Investment Guidelines Specialist to join its Guideline Management team in London. The team is responsible for implementing, coding, and monitoring investment guidelines, working closely with fund management and client solutions groups to ensure guidelines are operationally sound and investment risk limits...

At Barings, we recognize the importance of maintaining a comprehensive investment guideline monitoring program for our client accounts and products. We are seeking a skilled Investment Compliance Specialist to assist in the assessment of our guideline monitoring risks and identify breaches to prescribed policies.This position requires the use of policies,...

At MFS Investment Management, we are seeking a Compliance Specialist Manager to join our team. This is a critical role that requires a high degree of expertise in regulatory compliance and ability to lead cross-functional teams.The estimated salary for this position is $120,000 - $180,000 per year, depending on location and experience.About the RoleThe...

Role OverviewAn Investment Compliance Specialist is sought to join the Investment Guideline Compliance team at Janus Henderson, a leading global investment manager.

About the RoleMFS Investment Management is seeking a highly skilled Investment Product Lead Analyst to join our team. As a key member of our Global Product group, you will play a critical role in supporting the development of our investment strategies and communicating our product offerings to clients and prospects.Key ResponsibilitiesManage incoming...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer to join our team in London. As a key member of our legal department, you will provide strategic and commercial transaction support and advice on investment transactions and asset management across our credit investment...

Job Purpose:To assist the AXA IM Global Compliance Investment Transversal Business Process team with the design, implementation, execution, and reporting of transactional surveillance activities. In addition, support the Global Compliance Manager in relation to investment transversal topics to ensure the compliance of AXA IM entities with regulation, best...

At MFS Investment Management, we are dedicated to building a diverse, inclusive, and authentic workplace. We are seeking a highly skilled Compliance Lead Specialist to join our team.The RoleThe Compliance Lead Specialist will be responsible for interacting with Compliance Department personnel and assigned business units to ensure regulatory and client...

Job Title: Compliance Lawyer - Investment ExpertAt Canada Pension Plan Investment Board, we are seeking a highly skilled Compliance Lawyer - Investment Expert to join our team in London. As a key member of our global legal team, you will provide strategic, creative, and commercial transaction support and advice across a broad range of credit investment...

At MFS Investment Management, we are seeking a highly skilled Compliance Lead Specialist to join our team. As a key member of our Compliance Department, you will play a critical role in ensuring that our business operations are in compliance with relevant regulatory requirements.The RoleThe Compliance Lead Specialist will be responsible for interacting with...

Job Title: Compliance Expert for Investment ProductsWillow Resourcing Limited is seeking a Compliance Expert for Investment Products to join their team. As a key member of the Risk and Compliance function, you will be responsible for advising on new investment product development and monitoring products and services to ensure good customer outcomes.Key...

We are seeking a highly skilled Senior Investment Fund Specialist to join our team at AXA Investment Managers. As a Senior Investment Fund Specialist, you will be responsible for researching and monitoring external investment managers and their offerings, including Collective Investment Schemes (CIS), non-CIS, segregated mandates, and structured products.Key...

At MFS Investment Management, we are committed to building a culture that supports our employees in doing what they do best. Our team works together to achieve better outcomes, favoring the strongest idea over the strongest individual. We prioritize people and demonstrate care and compassion for our community and each other. Because what we do matters – to...