Compliance Expert for Trading and Investing

About This OpportunityBlackRock, Inc. is a leading global investment management company seeking an experienced Compliance Professional to join its EMEA Investment & Trading Compliance team.Role Overview:This is an exciting opportunity for a seasoned Compliance expert to provide critical support to our business units, ensuring adherence to regulatory...

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

About YouWe are looking for a Trade and Reporting Compliance Expert to join our team in London. As a key member of our compliance team, you will be responsible for ensuring that all reportable trades are uploaded to relevant repositories by T+1.You will also be responsible for managing static data updates received internally and externally, as well as...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About PictetPictet is one of the world's leading independent wealth and asset managers. Founded in 1805, the company has a rich history and has established itself as a prominent player in the financial services sector.Job OverviewThis Compliance role is a key position within our Asset Management team, focusing on ensuring adherence to regulatory requirements...

Transforming Compliance at Trading 212 LtdAs a leading online broker, we are seeking a seasoned Compliance Specialist to join our team and contribute to our mission of building a best-in-class compliance program.Key Responsibilities:Work closely with our Compliance team and business units to ensure seamless integration of compliance policies and...

About Compliance ProfessionalsWe are a leading global commodities organization with a wide range of services to our clients. Our team is committed to delivering exceptional results, and we're looking for a talented individual to join us as a Compliance Expert.Job DescriptionThe position will assist with managing a small team and working 4 days in the office....

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

About UsWe are a dynamic and growing company that's revolutionizing the way people trade and invest. Our vision is to make investing accessible to everyone, and we're looking for talented professionals like you to help us achieve this goal.Job SummaryWe are seeking an experienced Compliance Expert to join our team. As an AML / Compliance Analyst, you will...

Role SummaryWe are seeking a seasoned Portfolio Trading Expert to join our Portfolio Management team. As a key contributor, you will be responsible for managing multiple asset portfolios, including passive fixed income, equity index strategies, and directly traded instruments.Main Responsibilities:Manage the day-to-day trading and implementation of...

We are seeking an exceptionally talented Options Trading Expert to join our GBP/EUR Rates Options team at Eton Clarke, a reputable Investment Bank.The ideal candidate will possess extensive experience in trading Interest Rate Options and a strong background in FX options. Key responsibilities include:Structuring and pricing complex options trades, including...

About the RoleWe are seeking a Compliance Expert to join our Risk & Compliance team. As a key member of this function, you will play a crucial role in advising on new investment product development and monitoring products and services to ensure customer outcomes.Key responsibilities include:Advising on new investment product developmentMonitoring products...

About the OpportunityThis Trade Operations Expert role is a fantastic opportunity to work with a leading investments house and contribute to an exciting new project. You will be responsible for developing your skills in trade support and middle office functions, working closely with the Investment Support team.The ideal candidate will have a minimum of 5...

Job OverviewWillow Resourcing Limited is seeking a skilled Compliance Expert to join their team in London. This is an excellent opportunity for a motivated individual to work with a leading FinTech company and contribute to the growth of their Risk & Compliance function.In this role, you will be responsible for advising on new investment product development...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

Regulatory Reporting and Compliance Expert RoleGIC Private Limited is seeking a highly skilled Regulatory Reporting and Compliance Expert to enhance its Regulatory Reporting & Investment Compliance (RRIC) capabilities in its London office. The RRIC team specializes in researching, managing, and implementing responses to all regulatory provisions that affect...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

Established in 2009, Gresham Hunt is a specialist recruitment agency partnered with a leading global investment management firm. This role offers the opportunity to work closely with their Compliance team, providing timely and accurate advice on regulations.We are looking for a highly experienced Senior Compliance Officer to join their team in London. As a...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...