Investment Compliance Expert

JCR Talent, your expert partner for CASS and compliance recruitment, presents an exciting opportunity for an Investment Compliance Specialist.About the Role:To provide comprehensive regulatory expertise to our client, helping them build innovative investing products that deliver great customer outcomes.Develop and maintain effective relationships across the...

JCR Talent is delighted to be partnering with a leading Investments firm as they seek an experienced Compliance Manager.Key Responsibilities:Provide expert guidance to the business on regulatory matters, ensuring that investing products meet customer needs and comply with relevant requirements.Establish and maintain strong relationships throughout the...

Job DescriptionWe are looking for a seasoned Investments Compliance Professional to join our Risk & Compliance function.This is a fantastic opportunity for someone to utilise their expertise in investment products and regulatory compliance to drive business growth and deliver good customer outcomes.The successful candidate will be responsible for:Providing...

About the RoleOur client, a leading international investment bank based in the City, is seeking an experienced Compliance Officer to join their Business. The ideal candidate will have a specialization in Financial Crime and a proven track record in ensuring strict compliance with regulations.

Job Summary:Compliance Professionals seek a skilled Compliance Advisory Expert to join their team. The successful candidate will provide expert advice and guidance on financial crime matters, ensuring the company remains compliant with regulatory requirements. This is an excellent opportunity to work with a reputable company and advance your career in...

About the RoleWe are seeking a Compliance Expert to join our Risk & Compliance team. As a key member of this function, you will play a crucial role in advising on new investment product development and monitoring products and services to ensure customer outcomes.Key responsibilities include:Advising on new investment product developmentMonitoring products...

Job Summary We are seeking a highly skilled Compliance Senior Manager to join our team at AXA Investment Managers. As a key member of our Compliance Department, you will be responsible for managing the compliance advisory team and providing expert advice on regulatory matters to our investment management business. Key Responsibilities Manage a team of...

Job OverviewWillow Resourcing Limited is seeking a skilled Compliance Expert to join their team in London. This is an excellent opportunity for a motivated individual to work with a leading FinTech company and contribute to the growth of their Risk & Compliance function.In this role, you will be responsible for advising on new investment product development...

Job OverviewWe are seeking a skilled Investment Management Compliance Expert to join our team at ZipRecruiter. The successful candidate will be responsible for providing technical compliance guidance on Investment Management solutions.This is a contract role for 6 months, paid on a daily rate basis. The ideal candidate will have experience in leading on...

Job OverviewWe are seeking a seasoned Compliance Expert to lead our risk and compliance team at AJ FOX COMPLIANCE in London. This is an exceptional opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The successful candidate will oversee the client onboarding process, ensuring all...

At Goldman Sachs Bank AG, we are seeking a highly skilled Compliance Expert to join our Investment Banking team in London. As a key member of the IB Financing Group Compliance Team, you will provide critical advice and guidance on regulatory matters, ensuring compliance with applicable laws and regulations.We estimate the annual salary for this role to be...

Company OverviewWe are a leading online trading platform that enables individuals to build wealth through innovative products and services. Our mission is to make investing accessible to everyone, and we're looking for a talented Compliance Expert to help us achieve this goal.Job DescriptionThis role will involve working closely with our Compliance team and...

Established in 2009, Gresham Hunt is a specialist recruitment agency partnered with a leading global investment management firm. This role offers the opportunity to work closely with their Compliance team, providing timely and accurate advice on regulations.We are looking for a highly experienced Senior Compliance Officer to join their team in London. As a...

We are seeking a Compliance Expert to support AJ FOX COMPLIANCE in ensuring the highest standards of regulatory compliance across our operations.The ideal candidate will have strong knowledge of CQS, Lexcel, and SRA Regulations, with proven experience in compliance within the legal sector.Provide guidance to clients on acquiring and maintaining Legal Aid...

About This OpportunityBlackRock, Inc. is a leading global investment management company seeking an experienced Compliance Professional to join its EMEA Investment & Trading Compliance team.Role Overview:This is an exciting opportunity for a seasoned Compliance expert to provide critical support to our business units, ensuring adherence to regulatory...

We are seeking a seasoned Compliance Risk Management Expert to lead our global compliance efforts. Based in the City, our client is a world-leading specialist broker with a reputation for excellence.Job OverviewThe successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks...

{"Job Title": "Compliance Manager", "Job Overview": "We are seeking a Compliance Manager to join our team at AXA Investment Managers. This is a critical role that will involve managing compliance advisory teams and providing senior compliance advice to our UK entities.", "Key Responsibilities": "Manage a team of 5 direct reports, providing guidance and...

About the RoleWe are seeking a highly skilled Investment Compliance and Risk Expert to join our team in Henley-on-Thames. As a key member of our Global Performance Measurement Risk's (GPMR) team, you will be responsible for ensuring that our investment activities are conducted in accordance with relevant laws and regulations.Your primary objective will be to...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

AJ FOX COMPLIANCE is a forward-thinking law firm seeking a highly skilled Senior Compliance Executive to join their proactive team.Job Description:In this role, you will work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of regulatory and risk...