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Compliance Senior Manager, Compliance Advisory

2 months ago

London, Greater London, United Kingdom AXA Investment Managers Full time
Job Summary

We are seeking a highly skilled Compliance Senior Manager to join our team at AXA Investment Managers. As a key member of our Compliance Department, you will be responsible for managing the compliance advisory team and providing expert advice on regulatory matters to our investment management business.

Key Responsibilities

Manage a team of compliance professionals to ensure effective implementation of regulatory requirements
Provide expert advice on regulatory matters, including market abuse, client money, and best execution
Assist with the development and implementation of compliance policies and procedures
Collaborate with the business to ensure compliance with regulatory requirements
Provide training and guidance to colleagues on regulatory matters

Requirements

Relevant professional qualification, such as a law degree or a professional certification in compliance
Proven experience in a compliance role, preferably in the investment management industry
Strong knowledge of UK regulatory requirements, including the Financial Conduct Authority (FCA) rules
Excellent communication and interpersonal skills
Ability to work effectively in a team environment

About AXA Investment Managers

AXA Investment Managers is a leading global investment manager, with a presence in over 60 countries. We offer a range of investment products and services to institutional and retail clients, and are committed to providing high-quality investment solutions that meet the needs of our clients.

What We Offer

We offer a competitive salary and benefits package, as well as opportunities for professional development and career advancement. If you are a motivated and experienced compliance professional looking for a new challenge, we encourage you to apply for this exciting opportunity.

How to Apply

If you are interested in this role, please submit your application, including your resume and a cover letter, to our website. We look forward to hearing from you.