Global Compliance Risk Manager

3 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
Global Regulatory Affairs Position

We are seeking a seasoned professional to lead our global compliance efforts and provide strategic guidance on regulatory matters.

The ideal candidate will have extensive experience in broking/prime broking and be able to manage complex regulatory relationships worldwide.

This role is responsible for overseeing global regulatory developments, ensuring compliance with financial crime risk requirements, and providing advisory coverage of all business desks globally.

Main Responsibilities:
  • Providing advisory coverage of all business desks globally, working closely with local Compliance Officers.
  • Oversight of global regulatory developments and driving their implementation.
  • Oversight of Financial Crime risk globally.
  • Oversight of the global Compliance Monitoring Programme.
  • Oversight of Compliance training globally.
  • Ensuring Regulatory and Exchange queries, audits, and investigations are completed appropriately.
  • Approval of new business initiatives.
  • Assessing regulatory developments and leading implementation as required.
  • Oversight and submission (where applicable) of global regulatory returns.
  • Ownership of the overarching Compliance Risk Framework.

Key Requirements:
- Demonstrated experience in broking/prime broking.
- Strong management and leadership skills.
- Ability to build and maintain complex regulatory relationships worldwide.
- Excellent communication and advisory skills.
- Strong analytical and problem-solving skills.
- Ability to assess and implement regulatory changes.

Estimated Salary: $120,000 - $180,000 per annum.


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