Global Compliance Lead
3 days ago
We are seeking a skilled Global Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for managing global regulatory relationships, providing advisory coverage to all business desks globally, and overseeing the implementation of global regulatory developments.
Key Responsibilities
• Manage global regulatory relationships and ensure compliance with all relevant regulations.
• Provide advisory coverage to all business desks globally, working closely with local Compliance Officers to ensure effective risk management.
• Oversee the implementation of global regulatory developments, driving change and ensuring seamless integration into our operations.
• Identify and mitigate financial crime risks globally, ensuring robust controls are in place to prevent illicit activities.
• Develop and maintain the global Compliance Monitoring Programme, ensuring it remains up-to-date and effective in identifying potential compliance issues.
• Design and deliver comprehensive Compliance training programmes to staff, ensuring they have the necessary skills and knowledge to perform their roles effectively.
• Collaborate with senior management to develop and implement strategic plans for managing compliance risk, ensuring our organization remains compliant with all relevant regulations.
• Ensure Regulatory and Exchange queries, audits, and investigations are handled efficiently and effectively, minimizing disruption to our operations.
• Approve new business initiatives, ensuring they align with our regulatory requirements and risk appetite.
• Stay abreast of emerging regulatory developments and lead the implementation of changes as required, ensuring our organization remains ahead of the curve.
• Prepare and submit global regulatory returns, where applicable, ensuring timely and accurate reporting.
Requirements
• Bachelor's degree in Law, Finance, or a related field.
• Proven experience in compliance, regulatory affairs, or a related field, preferably in a leadership role.
• Strong understanding of regulatory frameworks and risk management principles.
• Excellent communication and interpersonal skills, with the ability to build strong relationships with stakeholders.
• Strong analytical and problem-solving skills, with the ability to identify and mitigate complex compliance issues.
• Ability to work in a fast-paced environment, prioritizing multiple tasks and deadlines.
• Estimated salary: £120,000 - £150,000 per annum.
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