Head of Compliance Oversight

We are seeking a highly skilled Head of Governance and Compliance to join our team at Compliance Professionals. As the Global Head of Compliance, you will be responsible for managing global regulatory relationships, advisory coverage of all business desks globally in conjunction with local Compliance Officers, and oversight of global regulatory developments...

Job Title: Compliance Oversight LeaderEstimated Salary: £80,000 - £100,000 per annumAbout the RoleWe are seeking a Compliance Oversight Leader to join our team at Compliance Professionals.The successful candidate will have experience in broking or prime broking, with a strong understanding of FCA rules and regulations. You will also have prior experience...

Job Overview: As the Global Head of Compliance, you will play a critical role in ensuring our company's compliance with regulatory requirements. You will be responsible for managing global regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Position: We are looking for a seasoned professional with...

Job OverviewWe are looking for a highly experienced Head of Compliance and Credit Oversight to join our team at InterQuest Group.The successful candidate will have a proven track record in credit risk management and financial crime, with expertise in regulatory compliance and industry standards.This role involves leading the development and implementation of...

Job Summary">We are seeking an experienced Compliance professional to join our team as a Global Head of Compliance. The successful candidate will be responsible for leading the management of global regulatory relationships, providing advisory coverage for all business desks worldwide, and overseeing global regulatory developments.">Key...

Job Summary:We are seeking an experienced Compliance Professional to join our team as a Head of Risk and Compliance. The successful candidate will have a strong background in Financial Services, preferably in Investment and Life Protection, and at least 10 years of experience in the Compliance sector.Key Responsibilities:Lead the development and...

The Role: We are seeking a seasoned professional to lead our global compliance efforts as the Global Head of Compliance. As a key member of our leadership team, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing compliance risk globally.About the Job: The successful candidate will have demonstrated...

Job OverviewWe are seeking a highly skilled Compliance Oversight Specialist to join our team as the Head of Compliance, MLRO. This role offers a unique opportunity for someone who's been SMF16/17 or has ample experience working with an SMF16/17 and is ready to step up.This position requires the individual to be an FCA approved person to perform SMF 16...

Senior Leadership OpportunityWe are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.About the PositionThis is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade...

**Company Overview**Compliance Professionals is a leading electronic brokerage firm based in the City.Job Description:We are looking for a skilled Risk Oversight Coordinator to join our team based in London. As a Risk Oversight Coordinator, you will be responsible for assisting the Compliance department with its advisory role in the business by conducting...

Eames Consulting Job DescriptionWe are looking for a Head of Regulatory Compliance Oversight to join our team.The successful candidate will be responsible for overseeing the submission process for prudential regulatory returns, including COREP, liquidity and BOE. They will also be required to review and technically challenge the Regulatory Reporting team and...

Job SummaryWe are seeking an experienced Compliance professional to join our team as Global Head of Compliance. This role offers a unique opportunity to lead our global Compliance function and shape our regulatory approach.**Key Responsibilities**Lead the development and implementation of our global Compliance strategy.Manage global regulatory relationships,...

We are seeking an experienced Compliance Oversight Director to join our team as the Head of Compliance, MLRO. This is a fantastic opportunity for someone who has experience in SMF16/17 or is ready to step up.Location: Central London (Hybrid 3 days onsite 2 days remote 9am -5pm)Estimated Salary: £65,000 per annum + company performance-based bonusAbout the...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

Job DescriptionWe are looking for a Compliance Oversight Specialist to join our team at Incisive Ltd, a leading financial services company in London.The ideal candidate will have a strong background in compliance and regulatory affairs, with a minimum of 5-8 years of experience. They should have extensive knowledge of dealing with IFA markets and be familiar...

About the RoleWe are seeking a highly skilled Compliance professional to lead our global Compliance function. As Global Head of Compliance, you will be responsible for managing regulatory relationships, providing advisory coverage, and overseeing global regulatory developments.**Responsibilities**Establish and maintain relationships with key regulators...

Company Overview:Our client is a boutique financial services firm based in St Albans, seeking a Head of Risk and Compliance on a permanent basis. This role will be responsible for ensuring that the companies have the correct level of FCA regulatory oversight and that the procedures and monitoring activity adequately support the mandatory requirements...

About the RoleThe Regulatory Oversight Manager will be responsible for ensuring our company's compliance with global regulatory requirements.Key Responsibilities:Develop and maintain relationships with regulatory bodies.Stay up-to-date on changing regulations and advise the management team accordingly.Ensure compliance with all relevant laws and...

Job Title: Compliance DirectorCompany Overview:We are seeking a seasoned Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for managing global regulatory relationships, providing advisory coverage of all business desks globally, and overseeing the implementation of global regulatory...

About Us:We are a world-leading specialist broker, providing expert advice and support to clients across various sectors. Our team is dedicated to delivering exceptional service and building long-term relationships with our clients.Job Description:The Global Head of Compliance will play a critical role in leading our compliance function, ensuring we meet...