Regulatory Oversight Director

3 days ago


London, Greater London, United Kingdom Compliance Professionals Full time
Senior Leadership Opportunity
We are seeking a Regulatory Oversight Director to join our team at Compliance Professionals. This role will suit an individual with experience in Public Markets based in London.

About the Position
This is a senior leadership position that requires the successful candidate to oversee compliance with beneficial ownership and trade reporting rules. Additionally, you will prepare and submit filings with international regulators (US, India, HK) as the business crosses disclosure thresholds.

Main Accountabilities
  1. Oversight of compliance with beneficial ownership and other trade reporting rules.
  2. Preparation and submission of filings with international regulators.

Requirements
  • A minimum of 6 years' experience in in-house Compliance roles with public markets oversight – investment bank trading floor advisory or hedge fund would be most appropriate.

Salary and Benefits
The estimated salary for this role is £120,000 - £180,000 per annum, commensurate with experience.

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