Regulatory Oversight Specialist

Job Title: Compliance Specialist - Regulatory OversightThe Compliance Specialist - Regulatory Oversight role supports the development of the Compliance oversight model of the Corporate Compliance Team. This position will work closely with team members and other colleagues within Compliance to ensure efficient, effective, and consistent Compliance support and...

About the RoleLevel: 3Department: Supervision & OversightLocation: United Kingdom (Hybrid) or Homebased, United KingdomContract type: Permanent, Full-TimeAs a Regulatory Oversight Specialist in Quilter, your role is to deliver regulatory oversight to appointed representative firms. The identification and resolution of customer, regulatory, reputational, and...

Job Title: Compliance Specialist - Regulatory OversightThe role supports the development of the Compliance oversight model of the Corporate Compliance Team. You will work with team members and colleagues to ensure efficient, effective, and consistent Compliance support and challenge is provided to Corporate Functions.Key Responsibilities:Provide advisory...

About the RoleAt Quilter, we're seeking a skilled Regulatory Oversight Specialist to deliver regulatory oversight to appointed representative firms. As a key component in establishing an effective control function, you'll identify and resolve customer, regulatory, reputational, and operational risks.The ideal candidate will work with AR Principals to achieve...

About the RoleLevel: 3Department: Supervision & OversightLocation: United Kingdom (Hybrid) or Homebased, United KingdomContract type: Permanent, Full-TimeAs a Regulatory Oversight Specialist in Quilter, your role is to deliver effective control functions to appointed representative firms. You will work with AR Principals to help them achieve effective...

The FCA is seeking a Regulatory Oversight Professional to join its Risk and Compliance team. In this role, you will work closely with senior management and colleagues across the organization to ensure effective regulatory oversight and risk management.Job RequirementsAs a Regulatory Oversight Professional, you will:Develop and implement risk management...

Company OverviewStarling Bank is a leading UK bank with a culture of innovation and disruption. Our mission is to radically reshape banking for the better, and we're seeking a skilled Regulatory Compliance Specialist to join our Conduct Oversight team.About the RoleWe are looking for an experienced Regulatory Compliance Specialist to provide second-line...

Regulatory Oversight Management SpecialistAt BNY, we foster a culture of excellence, empowering our employees to grow and succeed. As a leading global financial services company, we touch nearly 75% of the world's investible assets. Our diverse team of over 50,000 employees brings innovative ideas and perspectives to the table, creating solutions that...

Reed Professional Services is seeking a highly skilled Regulatory Oversight Specialist to play a pivotal role in the maintenance of public confidence in the protection of animals used in scientific procedures. This critical position ensures compliance with the Animals (Scientific Procedures) Act (ASPA) and requires a professional with a veterinary or medical...

Regulatory Affairs Specialist OpportunityWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our Regulatory Affairs and Risk Assessment division, you will play a crucial role in ensuring compliance with EU 1107/2009 regulations for plant protection products.Your primary responsibilities will...

Regulatory Affairs Specialist - Chemical Compliance ExpertWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on chemical regulatory compliance and ensuring that our clients' products meet the necessary regulatory...

About Northern Trust: As a company, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by staying true to its enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners,...

Regulatory Affairs Specialist OpportunityVRS Regulatory is seeking a highly skilled Regulatory Affairs Specialist to join our team. As a key member of our regulatory affairs team, you will be responsible for providing regulatory advice to clients in the chemical regulatory science consultancy sector.Key Responsibilities:Providing clients with regulatory...

Regulatory Affairs Specialist - Chemistry/Analytical MethodsWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on substance and product registrations strategies, reviewing phys-chem data packages, and facilitating...

An exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...

Job Description***Complaints Oversight Specialist - 6 Month Fixed Term Contract***DVF Recruitment is partnering with a leading global insurer to find a Complaints Oversight Specialist to join their London-based office on a 6-month fixed term contract. This role requires you to work on-site 1-2 times a week and offers a competitive salary of up to £69,000...

Regulatory Affairs Career OpportunityVRS Regulatory is seeking a highly skilled Regulatory Affairs Specialist to join our team in delivering regulatory services related to chemistry and analytical methods for plant protection products.Key Responsibilities:Provide regulatory advice to clients on substance and product registrations strategies.Review phys-chem...

Key Responsibilities:Manage a portfolio of plant protection products in specific geographical territoriesDevelop regulatory strategy for the product portfolio in your territoryPrepare and review regulatory submissionsWork with the in-house regulatory science team to produce technical dossier sections and risk assessmentsSubmit regulatory applications and...

Regulatory Reporting Oversight RoleAs a key member of the Prudential Risk team at Metro Bank, you will be responsible for overseeing the preparation and submission of regulatory reports to various financial authorities. This involves reviewing internal processes, controls, and interpretations that are leveraged for regulatory reporting purposes.Key...

Job Title: VP Head of Regulatory OversightAt State Street Corporation, we are seeking a highly experienced and skilled professional to lead our Regulatory Oversight team. As the VP Head of Regulatory Oversight, you will be responsible for providing strategic leadership and direction to ensure the company's compliance with regulatory requirements.Key...