Regulatory Reporting Oversight Specialist

Job Title: Compliance Specialist - Regulatory OversightThe Compliance Specialist - Regulatory Oversight role supports the development of the Compliance oversight model of the Corporate Compliance Team. This position will work closely with team members and other colleagues within Compliance to ensure efficient, effective, and consistent Compliance support and...

Job Title: Compliance Specialist - Regulatory OversightThe role supports the development of the Compliance oversight model of the Corporate Compliance Team. You will work with team members and colleagues to ensure efficient, effective, and consistent Compliance support and challenge is provided to Corporate Functions.Key Responsibilities:Provide advisory...

Job DescriptionAttribution Search is seeking a skilled Regulatory Reporting Specialist to support a global Asset Management firm in London. The role involves daily regulatory reporting obligations, control and oversight, monthly client deliverables, and quarterly regulatory filings.Daily Duties:Performing daily transaction reporting processes.Investigating...

​Job Description:Our client is a leading player in the asset management sector, seeking a highly skilled Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team. The ideal candidate will have a proven track record in regulatory reporting, particularly in MiFID.Key Responsibilities:Review and strengthen the regulatory reporting...

About the RoleAs a Regulatory Oversight Specialist at Quilter, you will play a crucial part in delivering regulatory oversight to appointed representative firms. Your primary responsibility will be to identify and resolve customer, regulatory, reputational, and operational risks, which are key components in establishing an effective control function.You will...

Our client, a leading player in the asset management sector, is seeking a Regulatory Reporting Oversight Analyst to join their Regulatory Reporting team on a permanent basis.The successful candidate will be responsible for reviewing and strengthening the regulatory reporting process, overseeing delegated reporting, and managing the relationship with service...

About the RoleLevel: 3Department: Supervision & OversightLocation: United Kingdom (Hybrid) or Homebased, United KingdomContract type: Permanent, Full-TimeAs a Regulatory Oversight Specialist in Quilter, your role is to deliver regulatory oversight to appointed representative firms. The identification and resolution of customer, regulatory, reputational, and...

About the RoleAt Quilter, we're seeking a skilled Regulatory Oversight Specialist to deliver regulatory oversight to appointed representative firms. As a key component in establishing an effective control function, you'll identify and resolve customer, regulatory, reputational, and operational risks.The ideal candidate will work with AR Principals to achieve...

About the RoleLevel: 3Department: Supervision & OversightLocation: United Kingdom (Hybrid) or Homebased, United KingdomContract type: Permanent, Full-TimeAs a Regulatory Oversight Specialist in Quilter, your role is to deliver effective control functions to appointed representative firms. You will work with AR Principals to help them achieve effective...

Regulatory Oversight Management SpecialistAt BNY, we foster a culture of excellence, empowering our employees to grow and succeed. As a leading global financial services company, we touch nearly 75% of the world's investible assets. Our diverse team of over 50,000 employees brings innovative ideas and perspectives to the table, creating solutions that...

Reed Professional Services is seeking a highly skilled Regulatory Oversight Specialist to play a pivotal role in the maintenance of public confidence in the protection of animals used in scientific procedures. This critical position ensures compliance with the Animals (Scientific Procedures) Act (ASPA) and requires a professional with a veterinary or medical...

Regulatory Affairs Specialist - Chemical Compliance ExpertWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on chemical regulatory compliance and ensuring that our clients' products meet the necessary regulatory...

About Northern Trust: As a company, Northern Trust is committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by staying true to its enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners,...

Job Title: VP Head of Regulatory OversightAt State Street Corporation, we are seeking a highly experienced and skilled professional to lead our Regulatory Oversight team. As the VP Head of Regulatory Oversight, you will be responsible for providing strategic leadership and direction to ensure the company's compliance with regulatory requirements.Key...

Regulatory Affairs Specialist - Chemistry/Analytical MethodsWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on substance and product registrations strategies, reviewing phys-chem data packages, and facilitating...

Regulatory Affairs Career OpportunityVRS Regulatory is seeking a highly skilled Regulatory Affairs Specialist to join our team in delivering regulatory services related to chemistry and analytical methods for plant protection products.Key Responsibilities:Provide regulatory advice to clients on substance and product registrations strategies.Review phys-chem...

Regulatory Affairs Specialist OpportunityVRS Regulatory is seeking a highly skilled Regulatory Affairs Specialist to join our team. As a key member of our regulatory affairs team, you will be responsible for providing regulatory advice to clients in the chemical regulatory science consultancy sector.Key Responsibilities:Providing clients with regulatory...

Regulatory Reporting SpecialistHarrington Starr is seeking a Regulatory Reporting Specialist to join their Regulatory Reporting team on a FTC basis for 12 months. The ideal candidate will have hands-on experience of working on Regulatory Reporting including Mifid 2, SFTR, Emir & Remit etc.Key responsibilities:Good knowledge of Regulatory ReportingStrong...

Regulatory Reporting SpecialistWe are seeking a highly skilled Regulatory Reporting Specialist to join our team at Robert Walters. As a key member of our financial reporting team, you will be responsible for ensuring the accurate and timely preparation and submission of regulatory reports to the Bank of England and PRA.Your primary role will be to produce a...

About Northern TrustNorthern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889. As a Fortune 500 company, we provide innovative financial services and guidance to the world's most successful individuals, families, and institutions.Role / DepartmentNorthern Trust Asset Management (NTAM) is a...